Client One Securities LLC

Client One Securities LLC (CRD# 152974) is a financial advisory firm headquartered in Leawood, KS. They manage $860,367,695 in 9,166 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    860
    MILLION
  • Total Number of Accounts
    9,166
    ACCOUNTS
  • Average Account Value
    $93,865
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Client One Securities LLC
Showing 1 - 10 of 102 top financial advisors.
1
David M. Afraimi
CRD#: 5844646
Denver, CO 80202

David Afraimi (CRD# 5844646) is an Investment Advisor Representative working at Client One Securities LLC in Denver, CO and has over 7 years of experience in the finance industry.

2
Brian A. Ambrose
CRD#: 1393073
Walnut Creek, CA 94596

Brian Ambrose (CRD# 1393073) is an Investment Advisor Representative working at Client One Securities LLC in Walnut Creek, CA and has over 34 years of experience in the finance industry. Brian Ambrose has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael E. Andries
CRD#: 2956594
Picayune, MS 39466

Michael Andries (CRD# 2956594) is an Investment Advisor Representative working at Client One Securities LLC in Picayune, MS and has over 22 years of experience in the finance industry.

4
Timothy C. Angelos
CRD#: 4678088
Mount Pleasant, SC 29464

Timothy Angelos (CRD# 4678088) is an Investment Advisor Representative working at Client One Securities LLC in Mount Pleasant, SC and has over 16 years of experience in the finance industry.

5
Brittany J. Ashcraft
CRD#: 6102273
Leawood, KS 66211

Brittany Ashcraft (CRD# 6102273) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 2 years of experience in the finance industry.

6
Jeremy S. Askren
CRD#: 4192187
Leawood, KS 66211

Jeremy Askren (CRD# 4192187) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 19 years of experience in the finance industry.

7
Michael H. Axelrod
CRD#: 2425452
Leawood, KS 66211

Michael Axelrod (CRD# 2425452) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 26 years of experience in the finance industry. Michael Axelrod has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Brian W. Baacke
CRD#: 7020520
Leawood, KS 66211

Brian Baacke (CRD# 7020520) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has 1 year of experience in the finance industry.

9
Brady D. Bellue
CRD#: 4175757
Leawood, KS 66211

Brady Bellue (CRD# 4175757) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 19 years of experience in the finance industry.

10
Seth C. Bergen
CRD#: 5837745
Owings Mills, MD 21117

Seth Bergen (CRD# 5837745) is an Investment Advisor Representative working at Client One Securities LLC in Owings Mills, MD and has over 5 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.