Clinton Investment Management, LLC

Clinton Investment Management, LLC (CRD# 143599) is a financial advisory firm headquartered in Stamford, CT. They manage $1,689,377,858 in 716 accounts and serve the financial needs of clients across 18 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,689
    MILLION
  • Total Number of Accounts
    716
    ACCOUNTS
  • Average Account Value
    $2,359,466
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CT, FL, GA, IL, MA, MD, MN, NC, NH, NJ, NY, RI, SC, TX, VA, VT

Financial Advisors at Clinton Investment Management, LLC
Showing 1 - 7 of 7 top financial advisors.
1
Andrew I. Clinton
CRD#: 2381848
One Canterbury Green, 201 Broad Street, 8th Floor, Stamford, CT 06901

Andrew Clinton (CRD# 2381848) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 29 years of experience in the finance industry.

2
David A. Karpa
CRD#: 2948276
One Canterbury Green, 201 Broad Street, 8th Floor, Stamford, CT 06901

David Karpa (CRD# 2948276) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 25 years of experience in the finance industry.

3
Mark W. Steffen
CRD#: 1430657
One Canterbury Green, 201 Broad Street, 8th Floor, Stamford, CT 06901

Mark Steffen (CRD# 1430657) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 35 years of experience in the finance industry.

4
Michael J. Baldauf
CRD#: 6285080
One Canterbury Green, 201 Broad Street, 8th Floor, Stamford, CT 06901

Michael Baldauf (CRD# 6285080) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 10 years of experience in the finance industry.

5
Alexander D. Clinton
CRD#: 7689834
One Canterbury Green, 201 Broad Street, 8th Floor, Stamford, CT 06901

Alexander Clinton (CRD# 7689834) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has 1 year of experience in the finance industry.

6
Shivani Singh
CRD#: 7857852
One Canterbury Green, 201 Broad Street, 8th Floor, Stamford, CT 06901

Shivani Singh (CRD# 7857852) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has 1 year of experience in the finance industry.

7
Mark C. Sullivan
CRD#: 4989516
One Canterbury Green, 201 Broad Street, 8th Floor, Stamford, CT 06901

Mark Sullivan (CRD# 4989516) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 18 years of experience in the finance industry.

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