Compass Investments LLC

Compass Investments LLC (CRD# 141323) is a financial advisory firm headquartered in , . They manage $59,582,895 in 413 accounts and serve the financial needs of clients across 9 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    60
    MILLION
  • Total Number of Accounts
    413
    ACCOUNTS
  • Average Account Value
    $144,269
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, FL, NE, NY, OR, PA, RI, VA

Financial Advisors at Compass Investments LLC
Showing 1 - 4 of 4 top financial advisors.
1
Pegler J. Swift
CRD#: 5220428
Waterville, NY
96
Wealthminder
score

Pegler Swift (CRD# 5220428) is an Investment Advisor Representative working at Compass Investments LLC in Waterville, NY and has over 10 years of experience in the finance industry.

2
Dennis D. Criteser
CRD#: 3263353
Waterville, NY
93
Wealthminder
score

Dennis Criteser (CRD# 3263353) is an Investment Advisor Representative working at Compass Investments LLC in Waterville, NY and has over 18 years of experience in the finance industry.

3
Julia C. Reed
CRD#: 2751266
Waterville, NY
93
Wealthminder
score

Julia Reed (CRD# 2751266) is an Investment Advisor Representative working at Compass Investments LLC in Waterville, NY and has over 21 years of experience in the finance industry.

4
Glen E. Rolofson
CRD#: 1852457
Waterville, NY
93
Wealthminder
score

Glen Rolofson (CRD# 1852457) is an Investment Advisor Representative working at Compass Investments LLC in Waterville, NY and has over 29 years of experience in the finance industry.

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