Cue Financial Group, Inc.

Cue Financial Group, Inc. (CRD# 21033) is a financial advisory firm headquartered in Phoenix, AZ. They manage $382,960,672 in 1,794 accounts and serve the financial needs of clients across 18 states (or territories).

By the Numbers
  • Total Assets Under Management
    383
    MILLION
  • Total Number of Accounts
    1,794
    ACCOUNTS
  • Average Account Value
    $213,467
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, IL, MI, MT, NC, NE, NM, NV, NY, OR, PA, TN, TX, UT, VA, WA

Financial Advisors at Cue Financial Group, Inc.
Showing 1 - 10 of 46 top financial advisors.
1
Brenda K. Ashworth
CRD#: 1564753
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
96
Wealthminder
score

Brenda Ashworth (CRD# 1564753) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 30 years of experience in the finance industry. Brenda Ashworth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Craig S. Brooks
CRD#: 4720712
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
96
Wealthminder
score

Craig Brooks (CRD# 4720712) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 13 years of experience in the finance industry. Craig Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jacqueline L. Flindall
CRD#: 4937211
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
96
Wealthminder
score

Jacqueline Flindall (CRD# 4937211) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 10 years of experience in the finance industry. Jacqueline Flindall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jonathan F. Garton
CRD#: 1865174
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
96
Wealthminder
score

Jonathan Garton (CRD# 1865174) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 28 years of experience in the finance industry.

5
Keith T. Klein
CRD#: 2632615
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
96
Wealthminder
score

Keith Klein (CRD# 2632615) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 21 years of experience in the finance industry. Keith Klein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Jim W. Kwon
CRD#: 729370
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
96
Wealthminder
score

Jim Kwon (CRD# 729370) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 12 years of experience in the finance industry.

7
Sylvia C. Lum
CRD#: 1678980
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
96
Wealthminder
score

Sylvia Lum (CRD# 1678980) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 28 years of experience in the finance industry. Sylvia Lum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
John C. Swan
CRD#: 829209
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
96
Wealthminder
score

John Swan (CRD# 829209) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 30 years of experience in the finance industry.

9
Robyn R. Ashworth
CRD#: 5225104
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
93
Wealthminder
score

Robyn Ashworth (CRD# 5225104) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 8 years of experience in the finance industry.

10
Darin J. Bourgeois
CRD#: 2954279
3200 N. Central Ave, Suite #200, Phoenix, AZ 85012
93
Wealthminder
score

Darin Bourgeois (CRD# 2954279) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 19 years of experience in the finance industry.

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