D. Scott Neal, Inc.

D. Scott Neal, Inc. (CRD# 110975) is a financial advisory firm headquartered in Lexington, KY. They manage $304,257,262 in 1,333 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    304
    MILLION
  • Total Number of Accounts
    1,333
    ACCOUNTS
  • Average Account Value
    $228,250
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

GA, IN, KY, NC, TN, TX

Financial Advisors at D. Scott Neal, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Richard L. Coles
CRD#: 5097781
3292 Eagle View Lane, Suite 290, Lexington, KY 40509

Richard Coles (CRD# 5097781) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Lexington, KY and has 1 year of experience in the finance industry.

2
David S. Neal
CRD#: 2665518
3292 Eagle View Lane, Suite 290, Lexington, KY 40509

David Neal (CRD# 2665518) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Lexington, KY and has over 28 years of experience in the finance industry.

3
Jerome G. Zimmerer
CRD#: 4359778
6440 Dutchmans Parkway #201, Louisville, KY 40205

Jerome Zimmerer (CRD# 4359778) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Louisville, KY and has 1 year of experience in the finance industry.

4
Christopher M. Saccomanno
CRD#: 6307187
3292 Eagle View Lane, Suite 290, Lexington, KY 40509

Christopher Saccomanno (CRD# 6307187) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Lexington, KY and has over 9 years of experience in the finance industry.

5
John A. Vinci
CRD#: 7839337
6440 Dutchmans Parkway, Louisville, KY 40205

John Vinci (CRD# 7839337) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Louisville, KY and has 1 year of experience in the finance industry.

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