D3 Financial Counselors LLC

D3 Financial Counselors LLC (CRD# 123600) is a financial advisory firm headquartered in Downers Grove, IL. They manage $144,000,000 in 130 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    144
    MILLION
  • Total Number of Accounts
    130
    ACCOUNTS
  • Average Account Value
    $1,107,692
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

IL

Financial Advisors at D3 Financial Counselors LLC
Showing 1 - 5 of 5 top financial advisors.
1
Donald D. Duncan
CRD#: 2180060
Downers Grove, IL
100
Wealthminder
score

Donald Duncan (CRD# 2180060) is an Investment Advisor Representative working at D3 Financial Counselors LLC in Downers Grove, IL and has over 20 years of experience in the finance industry.

2
Adam J. Glassberg
CRD#: 5938760
5151 Mochel Drive, Suite 301, Downers Grove, IL 60515
97
Wealthminder
score

Adam Glassberg (CRD# 5938760) is an Investment Advisor Representative working at D3 Financial Counselors LLC in Downers Grove, IL and has 7 years of experience in the finance industry. Adam Glassberg has taken additional exams to become a Certified Financial Planner (CFP®)

 

Adam is a NAPFA registered financial planner, and specializes in working with medical professionals, and has been conducting seminars for graduating medical school and dental school students on debt reduction and wealth accumulation strategies at the University of Illinois at Chicago. 

3
Michael H. Smith
CRD#: 4056682
5151 Mochel Drive, Suite 301, Downers Grove, IL 60515
96
Wealthminder
score

Michael Smith (CRD# 4056682) is an Investment Advisor Representative working at D3 Financial Counselors LLC in Downers Grove, IL and has over 17 years of experience in the finance industry. Michael Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Brett A. Spencer
CRD#: 6384953
5151 Mochel Drive, Suite 301, Downers Grove, IL 60515
90
Wealthminder
score

Brett Spencer (CRD# 6384953) is an Investment Advisor Representative working at D3 Financial Counselors LLC in Downers Grove, IL and has 1 year of experience in the finance industry. Brett Spencer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Sharon R. Wallyn
CRD#: 6282396
5151 Mochel Drive, Suite 301, Downers Grove, IL 60515
89
Wealthminder
score

Sharon Wallyn (CRD# 6282396) is an Investment Advisor Representative working at D3 Financial Counselors LLC in Downers Grove, IL and has over 3 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.