Dempsey Lord Smith, LLC

Dempsey Lord Smith, LLC (CRD# 141238) is a financial advisory firm headquartered in Rome, GA. They manage $502,000,000 in 2,945 accounts and serve the financial needs of clients across 26 states (or territories).

By the Numbers
  • Total Assets Under Management
    502
    MILLION
  • Total Number of Accounts
    2,945
    ACCOUNTS
  • Average Account Value
    $170,458
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NM, NV, OH, PA, PR, SC, TN, TX, VA

Financial Advisors at Dempsey Lord Smith, LLC
Showing 1 - 10 of 72 top financial advisors.
1
Michael K. Argo
CRD#: 1981586
901 N Broad Street, Suite 400, Rome, GA 30161

Michael Argo (CRD# 1981586) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 34 years of experience in the finance industry.

2
Clarence E. Blanton
CRD#: 1511177
901 N Broad Street, Suite 400, Rome, GA 30161

Clarence Blanton (CRD# 1511177) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 37 years of experience in the finance industry.

3
Barbara J. Borowsky
CRD#: 2570936
901 N Broad Street, Suite 400, Rome, GA 30161

Barbara Borowsky (CRD# 2570936) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 29 years of experience in the finance industry.

4
Lawrence A. Breen
CRD#: 1333876
276 Curtis Parkway Ne, Calhoun, GA 30701

Lawrence Breen (CRD# 1333876) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Calhoun, GA and has over 32 years of experience in the finance industry.

5
Dillon T. Brock
CRD#: 6806803
276 Curtis Parkway Ne, Calhoun, GA 30701

Dillon Brock (CRD# 6806803) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Calhoun, GA and has over 5 years of experience in the finance industry.

6
Duvan L. Brock
CRD#: 1632101
276 Curtis Parkway Ne, Calhoun, GA 30701

Duvan Brock (CRD# 1632101) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Calhoun, GA and has over 36 years of experience in the finance industry.

7
Kenneth W. Brown
CRD#: 2620429
320 S Piedmont Street, Calhoun, GA 30701

Kenneth Brown (CRD# 2620429) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Calhoun, GA and has over 28 years of experience in the finance industry.

8
Megan L. Brown
CRD#: 5260932
901 N Broad Street, Suite 400, Rome, GA 30161

Megan Brown (CRD# 5260932) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 11 years of experience in the finance industry.

9
Sharon L. Burchett
CRD#: 1270643
Jasper, GA

Sharon Burchett (CRD# 1270643) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Jasper, GA and has over 39 years of experience in the finance industry.

10
Cathy H. Couch
CRD#: 5276791
901 N Broad Street, Suite 400, Rome, GA 30161

Cathy Couch (CRD# 5276791) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 15 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.