Dempsey Lord Smith, LLC

Dempsey Lord Smith, LLC (CRD# 141238) is a financial advisory firm headquartered in Rome, GA. They manage $105,899,689 in 769 accounts and serve the financial needs of clients across 19 states (or territories).

By the Numbers
  • Total Assets Under Management
    106
    MILLION
  • Total Number of Accounts
    769
    ACCOUNTS
  • Average Account Value
    $137,711
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, FL, GA, ID, IL, IN, KY, LA, MI, MS, NC, NV, OH, PA, SC, TN, TX

Financial Advisors at Dempsey Lord Smith, LLC
Showing 1 - 10 of 51 top financial advisors.
1
Michael K. Argo
CRD#: 1981586
901 N Broad Street, Suite 400, Rome, GA 30161
96
Wealthminder
score

Michael Argo (CRD# 1981586) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 28 years of experience in the finance industry. Michael Argo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
William V. Baxter
CRD#: 15334
6065 Roswell Road, Suite 580, Atlanta, GA 30328
96
Wealthminder
score

William Baxter (CRD# 15334) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Atlanta, GA and has over 30 years of experience in the finance industry. William Baxter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Kathy M. Buda
CRD#: 1369033
Atlanta, GA
96
Wealthminder
score

Kathy Buda (CRD# 1369033) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Atlanta, GA and has over 17 years of experience in the finance industry.

4
Timothy P. Ohayer
CRD#: 1099540
901 N Broad Street, Suite 400, Rome, GA 30161
96
Wealthminder
score

Timothy Ohayer (CRD# 1099540) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 26 years of experience in the finance industry.

5
Scott M. Porter
CRD#: 4502249
901 N Broad Street, Suite 400, Rome, GA 30161
96
Wealthminder
score

Scott Porter (CRD# 4502249) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 16 years of experience in the finance industry. Scott Porter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Jeffrey D. Rickett
CRD#: 2572822
901 N Broad Street, Suite 400, Rome, GA 30161
96
Wealthminder
score

Jeffrey Rickett (CRD# 2572822) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 23 years of experience in the finance industry. Jeffrey Rickett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
David J. Williams
CRD#: 1794811
Columbia, SC
96
Wealthminder
score

David Williams (CRD# 1794811) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Columbia, SC and has over 26 years of experience in the finance industry.

8
Kenneth W. Brown
CRD#: 2620429
3050 Peachtree Road, Suite 280, Atlanta, GA 30305
93
Wealthminder
score

Kenneth Brown (CRD# 2620429) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Atlanta, GA and has over 22 years of experience in the finance industry.

9
Megan L. Brown
CRD#: 5260932
901 N Broad Street, Suite 400, Rome, GA 30161
93
Wealthminder
score

Megan Brown (CRD# 5260932) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 6 years of experience in the finance industry.

10
Gary W. Copeland
CRD#: 1780456
125 Towne Park Drive - Suite 300, Kennesaw, GA 30144
93
Wealthminder
score

Gary Copeland (CRD# 1780456) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Kennesaw, GA and has over 25 years of experience in the finance industry.

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