Dfpg Investments, Inc.

Dfpg Investments, Inc. (CRD# 155576) is a financial advisory firm headquartered in Sandy, UT. They manage $322,240,647 in 1,504 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    322
    MILLION
  • Total Number of Accounts
    1,504
    ACCOUNTS
  • Average Account Value
    $214,256
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

UT

Financial Advisors at Dfpg Investments, Inc.
Showing 1 - 10 of 36 top financial advisors.
1
Krista B. Baker
CRD#: 5573045
9017 S Riverside Dr, Suite 200, Sandy, UT 84070
96
Wealthminder
score

Krista Baker (CRD# 5573045) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 8 years of experience in the finance industry. Krista Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jason P. Connolly
CRD#: 4708924
1764 The Alameda, San Jose, CA 95126
96
Wealthminder
score

Jason Connolly (CRD# 4708924) is an Investment Advisor Representative working at Dfpg Investments, Inc. in San Jose, CA and has over 14 years of experience in the finance industry. Jason Connolly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Mark A. Gilbert
CRD#: 1902945
9017 S Riverside Dr, Suite 200, Sandy, UT 84070
96
Wealthminder
score

Mark Gilbert (CRD# 1902945) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 29 years of experience in the finance industry. Mark Gilbert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Brian A. King
CRD#: 2922648
1764 The Alameda, San Jose, CA 95126
96
Wealthminder
score

Brian King (CRD# 2922648) is an Investment Advisor Representative working at Dfpg Investments, Inc. in San Jose, CA and has over 19 years of experience in the finance industry. Brian King has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Curtis T. Ladd
CRD#: 1383014
9017 S Riverside Drive, Suite 210, Sandy, UT 84070
96
Wealthminder
score

Curtis Ladd (CRD# 1383014) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 32 years of experience in the finance industry. Curtis Ladd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
John T. Lady
CRD#: 2045202
9017 S Riverside Drive, Suite 210, Sandy, UT 84070
96
Wealthminder
score

John Lady (CRD# 2045202) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 19 years of experience in the finance industry.

7
Daniel J. Luke
CRD#: 4324353
9017 S Riverside Drive, Suite 210, Sandy, UT 84070
96
Wealthminder
score

Daniel Luke (CRD# 4324353) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 17 years of experience in the finance industry. Daniel Luke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Matthew D. Poole
CRD#: 5074516
9017 S Riverside Drive, Suite 210, Sandy, UT 84070
96
Wealthminder
score

Matthew Poole (CRD# 5074516) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 12 years of experience in the finance industry. Matthew Poole has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Brent A. Reed
CRD#: 4689839
9017 S Riverside Drive, Suite 210, Sandy, UT 84070
96
Wealthminder
score

Brent Reed (CRD# 4689839) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 14 years of experience in the finance industry. Brent Reed has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Mitzi N. Antonio Jones
CRD#: 5396496
9017 S Riverside Drive, Suite 210, Sandy, UT 84070
93
Wealthminder
score

Mitzi Antonio Jones (CRD# 5396496) is an Investment Advisor Representative working at Dfpg Investments, Inc. in Sandy, UT and has over 10 years of experience in the finance industry.

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