Dick Rivera & Associates

Dick Rivera & Associates (CRD# 114409) is a financial advisory firm headquartered in Dallas, TX. They manage $102,994,052 in 244 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Dick Rivera & Associates
Showing 1 - 1 of 1 top financial advisors.
Richard T. Rivera
CRD#: 1397820
17734 Preston Road, Suite 204, Dallas, TX 75252

Richard Rivera (CRD# 1397820) is an Investment Advisor Representative working at Dick Rivera & Associates in Dallas, TX and has over 32 years of experience in the finance industry. Richard Rivera has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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