Dow Rockwell LLC

Dow Rockwell LLC (CRD# 133307) is a financial advisory firm headquartered in San Rafael, CA. They manage $4,800,000 in 38 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Dow Rockwell LLC
Showing 1 - 1 of 1 top financial advisors.
Richard D. Rockwell
CRD#: 2665703
1101 5th Ave, San Rafael, CA 94901

Richard Rockwell (CRD# 2665703) is an Investment Advisor Representative working at Dow Rockwell LLC in San Rafael, CA and has over 22 years of experience in the finance industry.

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