Dragon Financial Group

Dragon Financial Group (CRD# 282113) is a financial advisory firm headquartered in San Mateo, CA. They manage $127,800,000 in 936 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    128
    MILLION
  • Total Number of Accounts
    936
    ACCOUNTS
  • Average Account Value
    $136,538
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Dragon Financial Group
Showing 1 - 5 of 5 top financial advisors.
1
Vijay C. Patel
CRD#: 4595598
1700 S. El Camino Real #200, San Mateo, CA 94402
93
Wealthminder
score

Vijay Patel (CRD# 4595598) is an Investment Advisor Representative working at Dragon Financial Group in San Mateo, CA and has over 14 years of experience in the finance industry.

2
Erin A. McCloskey
CRD#: 6635382
1700 S. El Camino Real, Suite 200, San Mateo, CA 94402
90
Wealthminder
score

Erin McCloskey (CRD# 6635382) is an Investment Advisor Representative working at Dragon Financial Group in San Mateo, CA and has 1 year of experience in the finance industry.

3
Alfred H. Au
CRD#: 6213875
1700 S. El Camino Real Suite 200, San Mateo, CA 94402
89
Wealthminder
score

Alfred Au (CRD# 6213875) is an Investment Advisor Representative working at Dragon Financial Group in San Mateo, CA and has over 2 years of experience in the finance industry.

4
Joseph C. Mah
CRD#: 6301786
1700 S. El Camino Real Suite 200, San Mateo, CA 94402
89
Wealthminder
score

Joseph Mah (CRD# 6301786) is an Investment Advisor Representative working at Dragon Financial Group in San Mateo, CA and has over 2 years of experience in the finance industry.

5
Iok Chang
CRD#: 6398469
1700 S El Camino Real, San Mateo, CA 94402
87
Wealthminder
score

Iok Chang (CRD# 6398469) is an Investment Advisor Representative working at Dragon Financial Group in San Mateo, CA and has 1 year of experience in the finance industry.

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