Be advised. This firm is no longer registered.

Duncan Financial

Duncan Financial (CRD# 155836) is a financial advisory firm headquartered in Carlsbad, CA. They manage $217,504,132 in 714 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details
5973 Avenida Encinas, Suite 210, Carlsbad, CA 92008
By the Numbers
  • Total Assets Under Management
    218
    MILLION
  • Total Number of Accounts
    714
    ACCOUNTS
  • Average Account Value
    $304,628
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, LA, NV, OR, TX

Financial Advisors at Duncan Financial
No Advisor Found.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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