Elm3 Financial Group, LLC

Elm3 Financial Group, LLC (CRD# 140594) is a financial advisory firm headquartered in Alpharetta, GA. They manage $49,233,556 in 357 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    49
    MILLION
  • Total Number of Accounts
    357
    ACCOUNTS
  • Average Account Value
    $137,909
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, GA

Financial Advisors at Elm3 Financial Group, LLC
Showing 1 - 3 of 3 top financial advisors.
1
Stacey A. Moore
CRD#: 5100771
5755 North Point Pkwy, Suite 57, Alpharetta, GA 30022
96
Wealthminder
score

Stacey Moore (CRD# 5100771) is an Investment Advisor Representative working at Elm3 Financial Group, LLC in Alpharetta, GA and has over 12 years of experience in the finance industry. Stacey Moore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Catherine M. Morgan
CRD#: 6650336
5755 North Point Pkwy, Suite 57, Alpharetta, GA 30022
90
Wealthminder
score

Catherine Morgan (CRD# 6650336) is an Investment Advisor Representative working at Elm3 Financial Group, LLC in Alpharetta, GA and has 1 year of experience in the finance industry.

3
Michael T. Moore
CRD#: 6302741
5755 North Point Pkwy, Suite 57, Alpharetta, GA 30022
89
Wealthminder
score

Michael Moore (CRD# 6302741) is an Investment Advisor Representative working at Elm3 Financial Group, LLC in Alpharetta, GA and has over 3 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.