Elm3 Financial Group, LLC

Elm3 Financial Group, LLC (CRD# 140594) is a financial advisory firm headquartered in Alpharetta, GA. They manage $137,056,970 in 609 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details
5755 North Point Pkwy, Suite 92, Alpharetta, GA 30022
https://twitter.com/elm3group
By the Numbers
  • Total Assets Under Management
    137
    MILLION
  • Total Number of Accounts
    609
    ACCOUNTS
  • Average Account Value
    $225,053
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CO, FL, GA, IL, NC, TX

Financial Advisors at Elm3 Financial Group, LLC
Showing 1 - 2 of 2 top financial advisors.
1
Stacey Nickens, financial advisor Alpharetta GA
Stacey A. Nickens
CRD#: 5100771
5755 North Point Pkwy, Suite 92, Alpharetta, GA 30022

Stacey Nickens (CRD# 5100771) is an Investment Advisor Representative working at Elm3 Financial Group, LLC in Alpharetta, GA and has over 18 years of experience in the finance industry.

2
Margaret Nickens, financial advisor Alpharetta GA
Margaret Nickens
CRD#: 7497497
5755 North Point Pkwy, Suite 92, Alpharetta, GA 30022

Margaret Nickens (CRD# 7497497) is an Investment Advisor Representative working at Elm3 Financial Group, LLC in Alpharetta, GA and has over 2 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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