Estate & Retirement Strategies LLC
Estate & Retirement Strategies LLC (CRD# 117134) is a financial advisory firm headquartered in Tempe, AZ. They manage $875,912 in 20 accounts and serve the financial needs of clients across 1 states (or territories).
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Total Assets Under Management1MILLION
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Total Number of Accounts20ACCOUNTS
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Average Account Value$43,796
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
AZ
Annette Bau (CRD# 1895794) is an Investment Advisor Representative working at Estate & Retirement Strategies LLC in Tempe, AZ and has over 34 years of experience in the finance industry. Annette Bau has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.