Financial Advocates LLC

Financial Advocates LLC (CRD# 130793) is a financial advisory firm headquartered in Costa Mesa, CA. They manage $64,419,622 in 107 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    64
    MILLION
  • Total Number of Accounts
    107
    ACCOUNTS
  • Average Account Value
    $602,053
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Financial Advocates LLC
Showing 1 - 2 of 2 top financial advisors.
1
Emily T. Hermeno
CRD#: 4868466
3100 Bristol Street, Suite 125, Costa Mesa, CA 92626
96
Wealthminder
score

Emily Hermeno (CRD# 4868466) is an Investment Advisor Representative working at Financial Advocates LLC in Costa Mesa, CA and has over 11 years of experience in the finance industry. Emily Hermeno has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James E. Pickett
CRD#: 2666576
3100 Bristol Street, Suite 125, Costa Mesa, CA 92626
96
Wealthminder
score

James Pickett (CRD# 2666576) is an Investment Advisor Representative working at Financial Advocates LLC in Costa Mesa, CA and has over 21 years of experience in the finance industry. James Pickett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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