Financial Advocates LLC

Financial Advocates LLC (CRD# 130793) is a financial advisory firm headquartered in Newport Beach, CA. They manage $15,610,856 in 40 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    16
    MILLION
  • Total Number of Accounts
    40
    ACCOUNTS
  • Average Account Value
    $390,271
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Financial Advocates LLC
Showing 1 - 2 of 2 top financial advisors.
1
Emily T. Hermeno
CRD#: 4868466
20201 Sw Birch, Suite 275, Newport Beach, CA 92660
96
Wealthminder
score

Emily Hermeno (CRD# 4868466) is an Investment Advisor Representative working at Financial Advocates LLC in Newport Beach, CA and has over 12 years of experience in the finance industry. Emily Hermeno has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James E. Pickett
CRD#: 2666576
3100 Bristol Street, Suite 125, Costa Mesa, CA 92626
96
Wealthminder
score

James Pickett (CRD# 2666576) is an Investment Advisor Representative working at Financial Advocates LLC in Costa Mesa, CA and has over 22 years of experience in the finance industry. James Pickett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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