Financial & Investment Management Group Ltd

Financial & Investment Management Group Ltd (CRD# 109811) is a financial advisory firm headquartered in Traverse City, MI. They manage $726,805,978 in 3,371 accounts and serve the financial needs of clients across 24 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    727
    MILLION
  • Total Number of Accounts
    3,371
    ACCOUNTS
  • Average Account Value
    $215,605
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, CO, FL, HI, IA, IL, IN, KS, MA, MD, MI, MN, NC, NJ, NV, NY, OH, PA, TX, VA, WA, WI

Financial Advisors at Financial & Investment Management Group Ltd
Showing 1 - 10 of 14 top financial advisors.
1
Jeffrey M. Lokken
CRD#: 1156819
1837 East Main St., Onalaska, WI 54650
96
Wealthminder
score

Jeffrey Lokken (CRD# 1156819) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Onalaska, WI and has over 34 years of experience in the finance industry. Jeffrey Lokken has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Alice V. McDermott
CRD#: 2932740
444 Hana Highway, Suite D, Kahului, HI 96732
96
Wealthminder
score

Alice McDermott (CRD# 2932740) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Kahului, HI and has over 9 years of experience in the finance industry. Alice McDermott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Suzanne D. Stepan
CRD#: 1963830
111 Cass Street, Traverse City, MI 49684
96
Wealthminder
score

Suzanne Stepan (CRD# 1963830) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has over 26 years of experience in the finance industry. Suzanne Stepan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Paul H. Sutherland
CRD#: 728366
111 Cass Street, Traverse City, MI 49684
96
Wealthminder
score

Paul Sutherland (CRD# 728366) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has over 27 years of experience in the finance industry. Paul Sutherland has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Matthew R. Bohrer
CRD#: 4392008
111 Cass Street, Traverse City, MI 49684
93
Wealthminder
score

Matthew Bohrer (CRD# 4392008) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has over 7 years of experience in the finance industry.

6
Renee A. Egelski
CRD#: 4332225
111 Cass Street, Traverse City, MI 49684
93
Wealthminder
score

Renee Egelski (CRD# 4332225) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has over 16 years of experience in the finance industry.

7
Barry A. Hyman
CRD#: 2213440
305 S. High St., Ste. 105, Wailuku, HI 96793
93
Wealthminder
score

Barry Hyman (CRD# 2213440) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Wailuku, HI and has over 21 years of experience in the finance industry.

8
Jason S. Sobolik
CRD#: 5425147
1837 E. Main Street, Onalaska, WI 54650
93
Wealthminder
score

Jason Sobolik (CRD# 5425147) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Onalaska, WI and has over 10 years of experience in the finance industry.

9
Matthew J. Desmond
CRD#: 6127425
111 Cass Street, Traverse City, MI 49684
90
Wealthminder
score

Matthew Desmond (CRD# 6127425) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has 1 year of experience in the finance industry.

10
Zachary P. Liggett
CRD#: 2674092
111 Cass Street, Traverse City, MI 49684
90
Wealthminder
score

Zachary Liggett (CRD# 2674092) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has 1 year of experience in the finance industry.

1 2 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.