Financial & Investment Management Group Ltd

Financial & Investment Management Group Ltd (CRD# 109811) is a financial advisory firm headquartered in Traverse City, MI. They manage $726,805,978 in 3,371 accounts and serve the financial needs of clients across 24 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    727
    MILLION
  • Total Number of Accounts
    3,371
    ACCOUNTS
  • Average Account Value
    $215,605
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, CO, FL, HI, IA, IL, IN, KS, MA, MD, MI, MN, NC, NJ, NV, NY, OH, PA, TX, VA, WA, WI

Financial Advisors at Financial & Investment Management Group Ltd
Showing 1 - 10 of 14 top financial advisors.
1
Jeffrey M. Lokken
CRD#: 1156819
1837 East Main St., Onalaska, WI 54650
96
Wealthminder
score

Jeffrey Lokken (CRD# 1156819) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Onalaska, WI and has over 33 years of experience in the finance industry. Jeffrey Lokken has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Alice V. McDermott
CRD#: 2932740
444 Hana Highway, Suite D, Kahului, HI 96732
96
Wealthminder
score

Alice McDermott (CRD# 2932740) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Kahului, HI and has over 7 years of experience in the finance industry. Alice McDermott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Suzanne D. Stepan
CRD#: 1963830
111 Cass Street, Traverse City, MI 49684
96
Wealthminder
score

Suzanne Stepan (CRD# 1963830) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has over 25 years of experience in the finance industry. Suzanne Stepan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Paul H. Sutherland
CRD#: 728366
111 Cass Street, Traverse City, MI 49684
96
Wealthminder
score

Paul Sutherland (CRD# 728366) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has over 26 years of experience in the finance industry. Paul Sutherland has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Matthew R. Bohrer
CRD#: 4392008
111 Cass Street, Traverse City, MI 49684
93
Wealthminder
score

Matthew Bohrer (CRD# 4392008) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has over 6 years of experience in the finance industry.

6
Renee A. Egelski
CRD#: 4332225
111 Cass Street, Traverse City, MI 49684
93
Wealthminder
score

Renee Egelski (CRD# 4332225) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has over 15 years of experience in the finance industry.

7
Barry A. Hyman
CRD#: 2213440
305 S. High St., Ste. 105, Wailuku, HI 96793
93
Wealthminder
score

Barry Hyman (CRD# 2213440) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Wailuku, HI and has over 20 years of experience in the finance industry.

8
Jason S. Sobolik
CRD#: 5425147
1837 E. Main Street, Onalaska, WI 54650
93
Wealthminder
score

Jason Sobolik (CRD# 5425147) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Onalaska, WI and has over 9 years of experience in the finance industry.

9
Matthew J. Desmond
CRD#: 6127425
111 Cass Street, Traverse City, MI 49684
90
Wealthminder
score

Matthew Desmond (CRD# 6127425) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has 1 year of experience in the finance industry.

10
Zachary P. Liggett
CRD#: 2674092
111 Cass Street, Traverse City, MI 49684
90
Wealthminder
score

Zachary Liggett (CRD# 2674092) is an Investment Advisor Representative working at Financial & Investment Management Group Ltd in Traverse City, MI and has 1 year of experience in the finance industry.

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