Be advised. This firm is no longer registered.

Financial Doc, Lc

Financial Doc, Lc (CRD# 157979) is a financial advisory firm headquartered in , . They manage $1,300,000 in 15 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Financial Doc, Lc
No Advisor Found.
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.