Financial Management Strategies, Inc.

Financial Management Strategies, Inc. (CRD# 120818) is a financial advisory firm headquartered in Valley View, OH. They manage $246,042,329 in 682 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    246
    MILLION
  • Total Number of Accounts
    682
    ACCOUNTS
  • Average Account Value
    $360,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, NV, OH, PA, TX

Financial Advisors at Financial Management Strategies, Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Anant K. Jain
CRD#: 2975188
777 South Central Expwy, Suite #1-r, Richardson, TX 75080
96
Wealthminder
score

Anant Jain (CRD# 2975188) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Richardson, TX and has over 19 years of experience in the finance industry. Anant Jain has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Christopher Du Laney
CRD#: 4934899
9050 Sweet Valley Drive, Valley View, OH 44125
93
Wealthminder
score

Christopher Du Laney (CRD# 4934899) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Valley View, OH and has over 12 years of experience in the finance industry.

3
Charles B. Elliott
CRD#: 4069269
9050 Sweet Valley Drive, Valley View, OH 44125
87
Wealthminder
score

Charles Elliott (CRD# 4069269) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Valley View, OH and has 1 year of experience in the finance industry.

4
Daniel J. Lauletta
CRD#: 2659123
9050 Sweet Valley Drive, Valley View, OH 44125
83
Wealthminder
score

Daniel Lauletta (CRD# 2659123) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Valley View, OH and has over 21 years of experience in the finance industry.

5
Geoffrey F. Novack
CRD#: 1761710
9050 Sweet Valley Drive, Valley View, OH 44125
83
Wealthminder
score

Geoffrey Novack (CRD# 1761710) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Valley View, OH and has over 27 years of experience in the finance industry.

6
James V. Rogan
CRD#: 1180646
626 West New Castle St., Suite 102, Zelienople, PA 16063
81
Wealthminder
score

James Rogan (CRD# 1180646) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Zelienople, PA and has over 30 years of experience in the finance industry.

7
Colin F. Smith
CRD#: 1331467
9050 Sweet Valley Drive, Valley View, OH 44125
81
Wealthminder
score

Colin Smith (CRD# 1331467) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Valley View, OH and has over 24 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.