Financial Services Advisory

Financial Services Advisory (CRD# 104513) is a financial advisory firm headquartered in Rockville, MD. They manage $623,647,000 in 2,139 accounts and serve the financial needs of clients across 27 states (or territories).

By the Numbers
  • Total Assets Under Management
    624
    MILLION
  • Total Number of Accounts
    2,139
    ACCOUNTS
  • Average Account Value
    $291,560
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, DC, DE, FL, IL, IN, LA, MA, MD, MI, NC, NE, NH, NJ, NM, NY, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

Financial Advisors at Financial Services Advisory
Showing 1 - 8 of 8 top financial advisors.
1
James H. Applegate
CRD#: 1521967
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

James Applegate (CRD# 1521967) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 31 years of experience in the finance industry. James Applegate has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James E. Joseph
CRD#: 2943563
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

James Joseph (CRD# 2943563) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 20 years of experience in the finance industry. James Joseph has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
David R. Petersen
CRD#: 716333
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

David Petersen (CRD# 716333) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 37 years of experience in the finance industry. David Petersen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Ronald J. Rough
CRD#: 2083110
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

Ronald Rough (CRD# 2083110) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 25 years of experience in the finance industry.

5
Kimberly A. Scott
CRD#: 5523788
One Church Street, Suite 901, Rockville, MD 20850
93
Wealthminder
score

Kimberly Scott (CRD# 5523788) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 5 years of experience in the finance industry. Kimberly Scott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Brooke A. Wano
CRD#: 5945361
One Church Street, Suite 901, Rockville, MD 20850
93
Wealthminder
score

Brooke Wano (CRD# 5945361) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 5 years of experience in the finance industry. Brooke Wano has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Mary A. Drucker
CRD#: 2495181
One Church Street, Suite 901, Rockville, MD 20850
90
Wealthminder
score

Mary Drucker (CRD# 2495181) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 23 years of experience in the finance industry.

8
Justin R. Wood
CRD#: 6628522
One Church Street, Suite 901, Rockville, MD 20850
90
Wealthminder
score

Justin Wood (CRD# 6628522) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has 1 year of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.