Financial Services Advisory

Financial Services Advisory (CRD# 104513) is a financial advisory firm headquartered in Rockville, MD. They manage $607,200,000 in 2,072 accounts and serve the financial needs of clients across 25 states (or territories).

By the Numbers
  • Total Assets Under Management
    607
    MILLION
  • Total Number of Accounts
    2,072
    ACCOUNTS
  • Average Account Value
    $293,050
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, DC, DE, FL, IL, IN, LA, MA, MD, MI, NC, NJ, NM, NY, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

Financial Advisors at Financial Services Advisory
Showing 1 - 9 of 9 top financial advisors.
1
James H. Applegate
CRD#: 1521967
5237 Summerlin Commons Blvd, Fort Myers, FL 33907
96
Wealthminder
score

James Applegate (CRD# 1521967) is an Investment Advisor Representative working at Financial Services Advisory in Fort Myers, FL and has over 31 years of experience in the finance industry. James Applegate has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James E. Joseph
CRD#: 2943563
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

James Joseph (CRD# 2943563) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 20 years of experience in the finance industry. James Joseph has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
David R. Petersen
CRD#: 716333
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

David Petersen (CRD# 716333) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 37 years of experience in the finance industry. David Petersen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Ronald J. Rough
CRD#: 2083110
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

Ronald Rough (CRD# 2083110) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 25 years of experience in the finance industry.

5
Kimberly A. Scott
CRD#: 5523788
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

Kimberly Scott (CRD# 5523788) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 5 years of experience in the finance industry. Kimberly Scott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Brooke A. Wano
CRD#: 5945361
One Church Street, Suite 901, Rockville, MD 20850
96
Wealthminder
score

Brooke Wano (CRD# 5945361) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 5 years of experience in the finance industry. Brooke Wano has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Mary Ann Drucker
CRD#: 2495181
One Church Street, Suite 901, Rockville, MD 20850
93
Wealthminder
score

Mary Ann Drucker (CRD# 2495181) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 23 years of experience in the finance industry.

8
Ian T. McMillian
CRD#: 5923287
One Church Street, Suite 901, Rockville, MD 20850
93
Wealthminder
score

Ian McMillian (CRD# 5923287) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has over 5 years of experience in the finance industry.

9
Justin R. Wood
CRD#: 6628522
One Church Street, Suite 901, Rockville, MD 20850
90
Wealthminder
score

Justin Wood (CRD# 6628522) is an Investment Advisor Representative working at Financial Services Advisory in Rockville, MD and has 1 year of experience in the finance industry.

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