First Allied Advisory Services, Inc.

First Allied Advisory Services, Inc. (CRD# 137888) is a financial advisory firm headquartered in San Diego, CA. They manage $4,440,364,740 in 26,339 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    4,440
    MILLION
  • Total Number of Accounts
    26,339
    ACCOUNTS
  • Average Account Value
    $168,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at First Allied Advisory Services, Inc.
Showing 1 - 10 of 649 top financial advisors.
1
Sherry Hall
CRD#: 1445361
1846 E Innovation Park Drive, Oro Valley, AZ 85737
103
Wealthminder
score

Sherry Hall (CRD# 1445361) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Tucson, AZ and has over 30 years of experience in the finance industry. Sherry Hall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

2
Steven H. Cliadakis
CRD#: 6101428
One Letterman Drive, Building C, Suite C3-027, San Francisco, CA 94129
100
Wealthminder
score

Steven Cliadakis (CRD# 6101428) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in San Francisco, CA and has over 4 years of experience in the finance industry.

3
Markell A. Staffieri
CRD#: 5618766
17137 Province Court, San Diego, CA 92127
100
Wealthminder
score

Markell Staffieri (CRD# 5618766) is an Investment Advisor Representative and Co-CEO / President of Financial Advisory Corporation, an Independent RIA registered with the SEC.  Markell has over 7 years of experience in the finance industry and specializes in working with Small Business Owners to create efficiencies in the financial lives that can enable them to reach their goals. 

4
Thomas S. Stephens
CRD#: 5903454
5120 Woodway Dr #9029, Houston, TX 77056
100
Wealthminder
score

Thomas Stephens (CRD# 5903454) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Houston, TX

Tom brings a unique perspective to Wealth Management, based upon 30+ years as a banker, successful entrepreneur, retired executive, widower, and now an active wealth manager. Tom works predominantly with EXECUTIVES and SENIOR LEVEL MANAGERS nearing retirement, or already retired, and Widows regardless of their age. His approach is first an education process, to ensure that you become familiar with some of the critical aspects of life after your last pay check, based upon his own personal experiences, followed by the crafting of a comprehensive plan that will encompass:
• Conservative Financial Foundation Strategies, including options for creating Income for Life
• Creation of a sound Estate Plan focused on your personal goals and desires
• Review of various insurance products, including Disability Income, Long Term Care, and the various Medicare Options
• A familiarization with issues surrounding Assisted Living, Dementia, and Hospice Care.
• Assistance in defining your Values to guide you through the remainder of your life, along with your goals and milestones that you hope to accomplish

5
Nicholas Ventimiglio
CRD#: 4595708
2010 Crow Canyon Pl, #100, San Ramon, CA 94583
100
Wealthminder
score

Nicholas Ventimiglio (CRD# 4595708) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in San Ramon, CA and has over 14 years of experience in the finance industry.

6
Robert V. Carr
CRD#: 2184775
1122 Kenilworth Drive, Suite 212a, Towson, MD 21204
98
Wealthminder
score
Robert Carr (CRD# 2184775) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Towson, MD and has over 24 years of experience in the finance industry.
7
Tyler H. Cuba
CRD#: 5752050
8 South Silver Spring Rd., Cape Girardeau, MO 63703
98
Wealthminder
score

Tyler Cuba (CRD# 5752050) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Cape Girardeau, MO and has over 7 years of experience in the finance industry.

8
Jeffrey P. Ott
CRD#: 1291444
4437 30th St., San Diego, CA 92116
98
Wealthminder
score

Jeffrey Ott (CRD# 1291444) is a Financial Advisor working at First Allied Securities, Inc. and First Allied Advisory Services, Inc. in San Diego, CA and has over 30 years of experience in the finance industry.

9
Staci Scharadin
CRD#: 3202644
9525 West Russell Road, Suite C, Las Vegas, NV 89148
98
Wealthminder
score

Staci Scharadin (CRD# 3202644) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Las Vegas, NV and has over 18 years of experience in the finance industry.

10
John T. Barbour
CRD#: 1284838
1386 Old Freeport Rd, Suite #2a, Pittsburgh, PA 15238
96
Wealthminder
score

John Barbour (CRD# 1284838) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Pittsburgh, PA and has over 33 years of experience in the finance industry. John Barbour has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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