First Financial Equity Corporation

First Financial Equity Corporation (CRD# 16507) is a financial advisory firm headquartered in Scottsdale, AZ. They manage $2,864,545,754 in 6,068 accounts and serve the financial needs of clients across 39 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,865
    MILLION
  • Total Number of Accounts
    6,068
    ACCOUNTS
  • Average Account Value
    $472,074
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI

Financial Advisors at First Financial Equity Corporation
Showing 1 - 10 of 125 top financial advisors.
1
Gregory M. Allen
CRD#: 3297
7373 N. Scottsdale Road, Ste D120, Scottsdale, AZ 85253
96
Wealthminder
score

Gregory Allen (CRD# 3297) is an Investment Advisor Representative working at First Financial Equity Corporation in Scottsdale, AZ and has over 33 years of experience in the finance industry. Gregory Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Lyle A. Deo
CRD#: 847368
7373 N. Scottsdale Road, Ste D120, Scottsdale, AZ 85253
96
Wealthminder
score

Lyle Deo (CRD# 847368) is an Investment Advisor Representative working at First Financial Equity Corporation in Scottsdale, AZ and has over 30 years of experience in the finance industry.

3
Justin J. Gedlen
CRD#: 5186484
5005 Lbj Freeway, Suite 1410, Dallas, TX 75244
96
Wealthminder
score

Justin Gedlen (CRD# 5186484) is an Investment Advisor Representative working at First Financial Equity Corporation in Dallas, TX and has over 6 years of experience in the finance industry. Justin Gedlen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Joseph E. Hubbard
CRD#: 2128362
5619 Dtc Parkway, Suite 1050, Terrace Tower, Greenwood Village, CO 80111
96
Wealthminder
score

Joseph Hubbard (CRD# 2128362) is an Investment Advisor Representative working at First Financial Equity Corporation in Greenwood Village, CO and has over 25 years of experience in the finance industry. Joseph Hubbard has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Mark D. Levine
CRD#: 5495185
1999 Broadway, Suite 550, Denver, CO 80202
96
Wealthminder
score

Mark Levine (CRD# 5495185) is an Investment Advisor Representative working at First Financial Equity Corporation in Denver, CO and has over 8 years of experience in the finance industry. Mark Levine has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Shawndi L. Purselley
CRD#: 3147749
7373 N. Scottsdale Road, D120, Scottsdale, AZ 85253
96
Wealthminder
score

Shawndi Purselley (CRD# 3147749) is an Investment Advisor Representative working at First Financial Equity Corporation in Scottsdale, AZ and has over 16 years of experience in the finance industry. Shawndi Purselley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Leonard S. Sanford
CRD#: 4419221
5619 Dtc Parkway, Suite 1050, Terrace Tower, Greenwood Village, CO 80111
96
Wealthminder
score

Leonard Sanford (CRD# 4419221) is an Investment Advisor Representative working at First Financial Equity Corporation in Greenwood Village, CO and has over 14 years of experience in the finance industry. Leonard Sanford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Duane K. Shumaker
CRD#: 2744735
7373 N. Scottsdale Road, Ste D120, Scottsdale, AZ 85253
96
Wealthminder
score

Duane Shumaker (CRD# 2744735) is an Investment Advisor Representative working at First Financial Equity Corporation in Scottsdale, AZ and has over 20 years of experience in the finance industry. Duane Shumaker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Zachary M. Allen
CRD#: 5059261
5005 Lbj Freeway, Suite 1410, Dallas, TX 75244
93
Wealthminder
score

Zachary Allen (CRD# 5059261) is an Investment Advisor Representative working at First Financial Equity Corporation in Dallas, TX and has over 10 years of experience in the finance industry.

10
John P. Barringer
CRD#: 1560069
1999 Broadway, Suite 550, Denver, CO 80202
93
Wealthminder
score
John Barringer (CRD# 1560069) is an Investment Advisor Representative working at First Financial Equity Corporation in Denver, CO and has over 29 years of experience in the finance industry. John Barringer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.