First Principles Capital Management, LLC

First Principles Capital Management, LLC (CRD# 132466) is a financial advisory firm headquartered in New York, NY. They manage $7,704,801,565 in 61 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,705
    MILLION
  • Total Number of Accounts
    61
    ACCOUNTS
  • Average Account Value
    $126,308,222
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

GA, NJ, NY

Financial Advisors at First Principles Capital Management, LLC
No Advisor Found.
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