First State Financial Management

First State Financial Management (CRD# 16590) is a financial advisory firm headquartered in Farmington, MO. They manage $64,000,000 in 339 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    64
    MILLION
  • Total Number of Accounts
    339
    ACCOUNTS
  • Average Account Value
    $188,791
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

MO

Financial Advisors at First State Financial Management
Showing 1 - 9 of 9 top financial advisors.
1
Lisa A. Sumpter
CRD#: 4310148
326 East High Street #21, Potosi, MO 63664
96
Wealthminder
score

Lisa Sumpter (CRD# 4310148) is an Investment Advisor Representative working at First State Financial Management in Potosi, MO and has over 15 years of experience in the finance industry. Lisa Sumpter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Cynthia L. Minnis
CRD#: 2003706
225 E. Columbia, Farmington, MO 63640
93
Wealthminder
score

Cynthia Minnis (CRD# 2003706) is an Investment Advisor Representative working at First State Financial Management in Farmington, MO and has over 26 years of experience in the finance industry.

3
Thomas M. Novak
CRD#: 4243094
225 E. Columbia, Farmington, MO 63640
93
Wealthminder
score

Thomas Novak (CRD# 4243094) is an Investment Advisor Representative working at First State Financial Management in Farmington, MO and has over 16 years of experience in the finance industry.

4
Levi J. Olson
CRD#: 5294419
2001 William Street, Cape Girardeau, MO 63703
93
Wealthminder
score

Levi Olson (CRD# 5294419) is an Investment Advisor Representative working at First State Financial Management in Cape Girardeau, MO and has over 7 years of experience in the finance industry.

5
John C. Rozier
CRD#: 4432400
406 N Perryville Blvd., First State Bank Bldg., Perryville, MO 63775
93
Wealthminder
score

John Rozier (CRD# 4432400) is an Investment Advisor Representative working at First State Financial Management in Perryville, MO and has over 15 years of experience in the finance industry.

6
Melissa L. Schweigert
CRD#: 2836814
225 E. Columbia, Farmington, MO 63640
93
Wealthminder
score

Melissa Schweigert (CRD# 2836814) is an Investment Advisor Representative working at First State Financial Management in Farmington, MO and has over 19 years of experience in the finance industry.

7
Jeffrey O. Shaffer
CRD#: 4416614
101 W. Commercial, Lebanon, MO 65536
93
Wealthminder
score

Jeffrey Shaffer (CRD# 4416614) is an Investment Advisor Representative working at First State Financial Management in Lebanon, MO and has over 15 years of experience in the finance industry.

8
Jeffrey A. Weber
CRD#: 2443444
1801 Bedford Center Drive, Washington, MO 63090
83
Wealthminder
score

Jeffrey Weber (CRD# 2443444) is an Investment Advisor Representative working at First State Financial Management in Washington, MO and has over 22 years of experience in the finance industry.

9
Susan M. Evans
CRD#: 1477055
225 E. Columbia, Farmington, MO 63640
76
Wealthminder
score

Susan Evans (CRD# 1477055) is an Investment Advisor Representative working at First State Financial Management in Farmington, MO and has over 29 years of experience in the finance industry. Susan Evans has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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