First State Financial Management

First State Financial Management (CRD# 16590) is a financial advisory firm headquartered in Farmington, MO. They manage $64,000,000 in 339 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
225 E. Columbia, Farmington, MO 63640
http://www.fsfmonline.com/
By the Numbers
  • Total Assets Under Management
    64
    MILLION
  • Total Number of Accounts
    339
    ACCOUNTS
  • Average Account Value
    $188,791
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

MO

Financial Advisors at First State Financial Management
Showing 1 - 9 of 9 top financial advisors.
1
Lisa Sumpter, financial advisor Potosi MO
Lisa A. Sumpter
CRD#: 4310148
326 East High Street #21, Potosi, MO 63664
96
Wealthminder
score

Lisa Sumpter (CRD# 4310148) is an Investment Advisor Representative working at First State Financial Management in Potosi, MO and has over 16 years of experience in the finance industry. Lisa Sumpter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Cynthia Minnis, financial advisor Farmington MO
Cynthia L. Minnis
CRD#: 2003706
225 E. Columbia, Farmington, MO 63640
93
Wealthminder
score

Cynthia Minnis (CRD# 2003706) is an Investment Advisor Representative working at First State Financial Management in Farmington, MO and has over 27 years of experience in the finance industry.

3
Thomas Novak, financial advisor Farmington MO
Thomas M. Novak
CRD#: 4243094
225 E. Columbia, Farmington, MO 63640
93
Wealthminder
score

Thomas Novak (CRD# 4243094) is an Investment Advisor Representative working at First State Financial Management in Farmington, MO and has over 16 years of experience in the finance industry.

4
Levi Olson, financial advisor Cape Girardeau MO
Levi J. Olson
CRD#: 5294419
2001 William Street, Cape Girardeau, MO 63703
93
Wealthminder
score

Levi Olson (CRD# 5294419) is an Investment Advisor Representative working at First State Financial Management in Cape Girardeau, MO and has over 8 years of experience in the finance industry.

5
John Rozier, financial advisor Perryville MO
John C. Rozier
CRD#: 4432400
406 N Perryville Blvd., First State Bank Bldg., Perryville, MO 63775
93
Wealthminder
score

John Rozier (CRD# 4432400) is an Investment Advisor Representative working at First State Financial Management in Perryville, MO and has over 16 years of experience in the finance industry.

6
Melissa Schweigert, financial advisor Farmington MO
Melissa L. Schweigert
CRD#: 2836814
225 E. Columbia, Farmington, MO 63640
93
Wealthminder
score

Melissa Schweigert (CRD# 2836814) is an Investment Advisor Representative working at First State Financial Management in Farmington, MO and has over 20 years of experience in the finance industry.

7
Jeffrey Shaffer, financial advisor Lebanon MO
Jeffrey O. Shaffer
CRD#: 4416614
101 W. Commercial, Lebanon, MO 65536
93
Wealthminder
score

Jeffrey Shaffer (CRD# 4416614) is an Investment Advisor Representative working at First State Financial Management in Lebanon, MO and has over 16 years of experience in the finance industry.

8
Jeffrey Weber, financial advisor Washington MO
Jeffrey A. Weber
CRD#: 2443444
1801 Bedford Center Drive, Washington, MO 63090
83
Wealthminder
score

Jeffrey Weber (CRD# 2443444) is an Investment Advisor Representative working at First State Financial Management in Washington, MO and has over 23 years of experience in the finance industry.

9
Susan Evans, financial advisor Farmington MO
Susan M. Evans
CRD#: 1477055
225 E. Columbia, Farmington, MO 63640
76
Wealthminder
score

Susan Evans (CRD# 1477055) is an Investment Advisor Representative working at First State Financial Management in Farmington, MO and has over 30 years of experience in the finance industry. Susan Evans has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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