First Wilshire Securities Management, Inc.

First Wilshire Securities Management, Inc. (CRD# 171971) is a financial advisory firm headquartered in Pasadena, CA. They manage $350,631,372 in 410 accounts and serve the financial needs of clients across 30 states (or territories).

By the Numbers
  • Total Assets Under Management
    351
    MILLION
  • Total Number of Accounts
    410
    ACCOUNTS
  • Average Account Value
    $855,198
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, FL, GA, HI, IL, KY, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, VA, WA

Financial Advisors at First Wilshire Securities Management, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
William A. Caton
CRD#: 4539052
1214 East Green Street, Suite 104, Pasadena, CA 91106
96
Wealthminder
score

William Caton (CRD# 4539052) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 12 years of experience in the finance industry.

2
Scott W. Hood
CRD#: 1788066
1214 East Green Street, Suite 104, Pasadena, CA 91106
96
Wealthminder
score

Scott Hood (CRD# 1788066) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 25 years of experience in the finance industry.

3
Howard H. Lu
CRD#: 4927988
1214 East Green Street, Suite 104, Pasadena, CA 91106
93
Wealthminder
score

Howard Lu (CRD# 4927988) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 12 years of experience in the finance industry.

4
Feliks Zlochistyy
CRD#: 5138497
1214 East Green Street, Suite 104, Pasadena, CA 91106
93
Wealthminder
score

Feliks Zlochistyy (CRD# 5138497) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 11 years of experience in the finance industry.

5
Duy D. Trinh
CRD#: 5796836
1214 East Green Street, Suite 104, Pasadena, CA 91106
88
Wealthminder
score

Duy Trinh (CRD# 5796836) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 2 years of experience in the finance industry.

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