First Wilshire Securities Management, Inc.

First Wilshire Securities Management, Inc. (CRD# 171971) is a financial advisory firm headquartered in Pasadena, CA. They manage $328,779,338 in 279 accounts and serve the financial needs of clients across 27 states (or territories).

By the Numbers
  • Total Assets Under Management
    329
    MILLION
  • Total Number of Accounts
    279
    ACCOUNTS
  • Average Account Value
    $1,178,421
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, DE, FL, GA, IL, KY, MA, MD, MI, MN, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, VA, WA

Financial Advisors at First Wilshire Securities Management, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
William A. Caton
CRD#: 4539052
1214 East Green Street, Suite 104, Pasadena, CA 91106

William Caton (CRD# 4539052) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 18 years of experience in the finance industry.

2
Scott W. Hood
CRD#: 1788066
1214 East Green Street, Suite 104, Pasadena, CA 91106

Scott Hood (CRD# 1788066) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 31 years of experience in the finance industry.

3
Howard H. Lu
CRD#: 4927988
1214 East Green Street, Suite 104, Pasadena, CA 91106

Howard Lu (CRD# 4927988) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 19 years of experience in the finance industry.

4
Feliks Zlochistyy
CRD#: 5138497
1214 East Green Street, Suite 104, Pasadena, CA 91106

Feliks Zlochistyy (CRD# 5138497) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 17 years of experience in the finance industry.

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