Flaharty Asset Management, LLC

Flaharty Asset Management, LLC (CRD# 168495) is a financial advisory firm headquartered in Clearwater, FL. They manage $279,836,378 in 1,122 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    280
    MILLION
  • Total Number of Accounts
    1,122
    ACCOUNTS
  • Average Account Value
    $249,409
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CO, FL, GA, KY, LA, OH, PA, TX, VA

Financial Advisors at Flaharty Asset Management, LLC
Showing 1 - 4 of 4 top financial advisors.
1
John H. Orr
CRD#: 5642020
311 Park Place Blvd., Suite 150, Clearwater, FL 33759
96
Wealthminder
score

John Orr (CRD# 5642020) is an Investment Advisor Representative working at Flaharty Asset Management, LLC in Clearwater, FL and has over 9 years of experience in the finance industry.

2
Andrew J. Oswald
CRD#: 5153830
11030 49th Street North, Clearwater, FL 33762
96
Wealthminder
score

Andrew Oswald (CRD# 5153830) is an Investment Advisor Representative working at Flaharty Asset Management, LLC in Clearwater, FL and has over 11 years of experience in the finance industry. Andrew Oswald has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
James W. Degenhardt
CRD#: 2283815
311 Park Place Blvd., Suite 150, Clearwater, FL 33759
93
Wealthminder
score

James Degenhardt (CRD# 2283815) is an Investment Advisor Representative working at Flaharty Asset Management, LLC in Clearwater, FL and has over 14 years of experience in the finance industry.

4
James B. Ferguson
CRD#: 2899931
311 Park Place Blvd., Suite 150, Clearwater, FL 33759
86
Wealthminder
score

James Ferguson (CRD# 2899931) is an Investment Advisor Representative working at Flaharty Asset Management, LLC in Clearwater, FL and has over 18 years of experience in the finance industry. James Ferguson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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