Fleming Financial Advising

Fleming Financial Advising (CRD# 134146) is a financial advisory firm headquartered in Walnut Creek, CA. They manage $26,173,180 in 121 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    26
    MILLION
  • Total Number of Accounts
    121
    ACCOUNTS
  • Average Account Value
    $216,307
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Fleming Financial Advising
Showing 1 - 2 of 2 top financial advisors.
1
Karen Medford
CRD#: 6891034
1615 Bonanza Street, Suite 210, Walnut Creek, CA 94596
96
Wealthminder
score

Karen Medford (CRD# 6891034) is an Investment Advisor Representative working at Fleming Financial Advising in Walnut Creek, CA and has over 14 years of experience in the finance industry. Karen Medford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Ann M. Fleming
CRD#: 2992721
1615 Bonanza Street, Suite #210, Walnut Creek, CA 94596
90
Wealthminder
score

Ann Fleming (CRD# 2992721) is an Investment Advisor Representative working at Fleming Financial Advising in Walnut Creek, CA and has 1 year of experience in the finance industry. Ann Fleming has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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