Fleming Financial Services

Fleming Financial Services (CRD# 145717) is a financial advisory firm headquartered in Gilbert, AZ. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ

Financial Advisors at Fleming Financial Services
Showing 1 - 2 of 2 top financial advisors.
1
Nancy L. Fleming
CRD#: 2411873
3651 E Baseline Rd E111, Gilbert, AZ 85234
96
Wealthminder
score

Nancy Fleming (CRD# 2411873) is an Investment Advisor Representative working at Fleming Financial Services in Gilbert, AZ and has over 22 years of experience in the finance industry. Nancy Fleming has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Sean M. Fleming
CRD#: 6516544
3651 E Baseline Rd E111, Gilbert, AZ 85234
87
Wealthminder
score

Sean Fleming (CRD# 6516544) is an Investment Advisor Representative working at Fleming Financial Services in Gilbert, AZ and has 1 year of experience in the finance industry.

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