Focused Wealth Management, Inc.

Focused Wealth Management, Inc. (CRD# 154828) is a financial advisory firm headquartered in Highland, NY. They manage $441,663,613 in 2,551 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    442
    MILLION
  • Total Number of Accounts
    2,551
    ACCOUNTS
  • Average Account Value
    $173,134
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CT, DC, FL, GA, MA, MD, MI, NC, NJ, NY, OH, PA, TX, VA

Financial Advisors at Focused Wealth Management, Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Jerry S. Schwartz
CRD#: 1051064
216 Route 299, Highland, NY 12528
96
Wealthminder
score

Jerry Schwartz (CRD# 1051064) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 31 years of experience in the finance industry. Jerry Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jacob M. Brett
CRD#: 5899373
216 Route 299, Highland, NY 12528
90
Wealthminder
score

Jacob Brett (CRD# 5899373) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 6 years of experience in the finance industry.

3
Jervis Wong
CRD#: 6210303
216 Route 299, Highland, NY 12528
89
Wealthminder
score

Jervis Wong (CRD# 6210303) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 3 years of experience in the finance industry.

4
Jesse B. Frehling
CRD#: 6438259
216 Route 299, Highland, NY 12528
87
Wealthminder
score

Jesse Frehling (CRD# 6438259) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 2 years of experience in the finance industry.

5
Michael R. Passante
CRD#: 5396964
216 Route 299, Highland, NY 12528
86
Wealthminder
score

Michael Passante (CRD# 5396964) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 10 years of experience in the finance industry. Michael Passante has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Philip J. Deangelo
CRD#: 4204841
216 Route 299, Highland, NY 12528
83
Wealthminder
score

Philip Deangelo (CRD# 4204841) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 17 years of experience in the finance industry.

7
Charles S. Yarnold
CRD#: 5052329
216 Route 299, Highland, NY 12528
83
Wealthminder
score

Charles Yarnold (CRD# 5052329) is an Investment Advisor Representative working at Focused Wealth Management, Inc. in Highland, NY and has over 11 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.