Be advised. This firm is no longer registered.

Foothill Securities, Inc.

Foothill Securities, Inc. (CRD# 1027) is a financial advisory firm headquartered in Santa Clara, CA. They manage $1,157,827,705 in 6,953 accounts and serve the financial needs of clients across 31 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,158
    MILLION
  • Total Number of Accounts
    6,953
    ACCOUNTS
  • Average Account Value
    $166,522
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, CO, DE, FL, GA, HI, ID, IL, IN, LA, MA, MD, MI, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, TN, TX, UT, WA, WI

Financial Advisors at Foothill Securities, Inc.
Showing 1 - 10 of 23 top financial advisors.
1
Rashida Lilani CFP® CMFC
CRD#: 4459698
1624 Santa Clara Dr, Suite #235, Roseville, CA 95661
101
Wealthminder
score

Rashida Lilani has over 15 years of experience in the financial planning industry. Her firm, Lilani Wealth Management focuses on delivering holistic financial planning and wealth management services, including investments, retirement planning and insurance. She is also a registered representative with broker-dealer, Foothill Securities.

2
John C. Burroughs
CRD#: 36576
2900 Lakeside Drive, Suite 100, Santa Clara, CA 95054
96
Wealthminder
score

John Burroughs (CRD# 36576) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 25 years of experience in the finance industry. John Burroughs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Keo C. Chao
CRD#: 5206791
14583 Big Basin Way, Suite 6, Saratoga, CA 95070
96
Wealthminder
score

Keo Chao (CRD# 5206791) is an Investment Advisor Representative working at Foothill Securities, Inc. in Saratoga, CA and has over 11 years of experience in the finance industry. Keo Chao has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
William M. Donovan
CRD#: 2063189
2900 Lakeside Drive, Suite 100, Santa Clara, CA 95054
96
Wealthminder
score

William Donovan (CRD# 2063189) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 27 years of experience in the finance industry. William Donovan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Dieter J. Kaelker
CRD#: 1042354
2900 Lakeside Drive, Suite 100, Santa Clara, CA 95054
96
Wealthminder
score

Dieter Kaelker (CRD# 1042354) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 30 years of experience in the finance industry. Dieter Kaelker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Betty L. Miller
CRD#: 222969
2900 Lakeside Drive, Suite 100, Santa Clara, CA 95054
96
Wealthminder
score

Betty Miller (CRD# 222969) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 20 years of experience in the finance industry. Betty Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Bruce J. Francis
CRD#: 212567
2900 Lakeside Drive, Suite 100, Santa Clara, CA 95054
93
Wealthminder
score

Bruce Francis (CRD# 212567) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 25 years of experience in the finance industry.

8
Rodney Kresge
CRD#: 2611596
2900 Lakeside Drive, Suite 100, Santa Clara, CA 95054
93
Wealthminder
score

Rodney Kresge (CRD# 2611596) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 22 years of experience in the finance industry.

9
Mary A. O'connor
CRD#: 4320083
Pleasanton, CA
93
Wealthminder
score

Mary O'connor (CRD# 4320083) is an Investment Advisor Representative working at Foothill Securities, Inc. in Pleasanton, CA and has over 17 years of experience in the finance industry.

10
Astrid J. Pryor
CRD#: 1376810
2900 Lakeside Drive, Suite 100, Santa Clara, CA 95054
93
Wealthminder
score

Astrid Pryor (CRD# 1376810) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 16 years of experience in the finance industry.

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