Foundations Investment Advisors LLC

Foundations Investment Advisors LLC (CRD# 175083) is a financial advisory firm headquartered in Scottsdale, AZ. They manage $15,000,000 in 150 accounts and serve the financial needs of clients across 18 states (or territories).

By the Numbers
  • Total Assets Under Management
    15
    MILLION
  • Total Number of Accounts
    150
    ACCOUNTS
  • Average Account Value
    $100,000
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, GA, HI, IL, IN, KS, MA, MD, ME, MI, NH, SC, TN, TX, UT

Financial Advisors at Foundations Investment Advisors LLC
Showing 1 - 10 of 35 top financial advisors.
1
Laurie K. Simons
CRD#: 2320697
9375 E. Shea Blvd. #100, Scottsdale, AZ 85260
96
Wealthminder
score

Laurie Simons (CRD# 2320697) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Scottsdale, AZ and has over 24 years of experience in the finance industry. Laurie Simons has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Richard A. Breedwell
CRD#: 2213487
1540 River Park Drive, Ste. 107, Sacramento, CA 95815
93
Wealthminder
score

Richard Breedwell (CRD# 2213487) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Sacramento, CA and has over 24 years of experience in the finance industry.

3
Peter A. Deschamps
CRD#: 1952396
5268-g Nicholson Lane #181, Kensington, MD 20895
93
Wealthminder
score

Peter Deschamps (CRD# 1952396) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Kensington, MD and has over 28 years of experience in the finance industry.

4
Michael A. Graff
CRD#: 5871214
1600 Providence Hwy, Walpole, MA 02081
93
Wealthminder
score

Michael Graff (CRD# 5871214) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Walpole, MA and has over 6 years of experience in the finance industry.

5
Jerry D. Hiatt
CRD#: 3159410
Milford, MA
93
Wealthminder
score

Jerry Hiatt (CRD# 3159410) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Milford, MA and has over 6 years of experience in the finance industry.

6
Kalem J. Mackey
CRD#: 4489496
2130 Main St, Ste 130, Huntington Beach, CA 92648
93
Wealthminder
score

Kalem Mackey (CRD# 4489496) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Huntington Beach, CA and has over 15 years of experience in the finance industry.

7
Richard J. Pelletier
CRD#: 4024660
Palmer, MA
93
Wealthminder
score

Richard Pelletier (CRD# 4024660) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Palmer, MA and has over 13 years of experience in the finance industry.

8
Palmerino P. Santaniello
CRD#: 1086154
1200 Converse St, Longmeadow, MA 01106
93
Wealthminder
score

Palmerino Santaniello (CRD# 1086154) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Longmeadow, MA and has over 34 years of experience in the finance industry.

9
Charles G. Stivers
CRD#: 4545690
6140 S. Gun Club Rd #k6-199, Aurora, CO 80016
93
Wealthminder
score

Charles Stivers (CRD# 4545690) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Aurora, CO and has over 9 years of experience in the finance industry.

10
Sage V. Capone
CRD#: 6655751
4747 Kilauea Ave, Ste. 214, Honolulu, HI 96816
90
Wealthminder
score

Sage Capone (CRD# 6655751) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Honolulu, HI and has 1 year of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.