Founders Financial Alliance, LLC

Founders Financial Alliance, LLC (CRD# 173011) is a financial advisory firm headquartered in Chapel Hill, NC. They manage $129,664,915 in 497 accounts and serve the financial needs of clients across 31 states (or territories).

By the Numbers
  • Total Assets Under Management
    130
    MILLION
  • Total Number of Accounts
    497
    ACCOUNTS
  • Average Account Value
    $260,895
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CT, DC, FL, GA, IA, IL, IN, KY, LA, MA, MD, MI, MN, NC, NH, NJ, NM, NY, OH, OR, PA, SC, TN, TX, VA, WI, WV

Financial Advisors at Founders Financial Alliance, LLC
Showing 1 - 10 of 15 top financial advisors.
1
Kerry C. Goodman
CRD#: 4774629
1450 Raleigh Rd Suite 204, Chapel Hill, NC 27517
100
Wealthminder
score
Kerry Goodman (CRD# 4774629) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Wilmington, NC and has over 13 years of experience in the finance industry.
2
Susan C. Pokwatka
CRD#: 2057823
1450 Raleigh Road - Suite 204, Chapel Hill, NC 27517
96
Wealthminder
score

Susan Pokwatka (CRD# 2057823) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Chapel Hill, NC and has over 23 years of experience in the finance industry. Susan Pokwatka has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Ralph J. Aiello
CRD#: 4161901
Cary, NC
93
Wealthminder
score

Ralph Aiello (CRD# 4161901) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Cary, NC and has over 17 years of experience in the finance industry.

4
Ernest Ceccato
CRD#: 5527596
1450 Raleigh Road - Suite 204, Chapel Hill, NC 27517
93
Wealthminder
score

Ernest Ceccato (CRD# 5527596) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Chapel Hill, NC and has over 9 years of experience in the finance industry.

5
Steven R. Colford
CRD#: 2951725
1340 Environ Way, Chapel Hill, NC 27517
93
Wealthminder
score

Steven Colford (CRD# 2951725) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Chapel Hill, NC and has over 18 years of experience in the finance industry.

6
Trina L. Coltrain
CRD#: 5310148
1450 Raleigh Road - Suite 204, Chapel Hill, NC 27517
93
Wealthminder
score

Trina Coltrain (CRD# 5310148) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Chapel Hill, NC and has over 9 years of experience in the finance industry.

7
Dustin J. Defranco
CRD#: 5317625
3244 Belmont Street, Bellaire, OH 43906
93
Wealthminder
score

Dustin Defranco (CRD# 5317625) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Bellaire, OH and has over 10 years of experience in the finance industry.

8
Caroline Mohan
CRD#: 2429577
301 Yamato Road, Suite 1240, Boca Raton, FL 33431
93
Wealthminder
score

Caroline Mohan (CRD# 2429577) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Boca Raton, FL and has over 6 years of experience in the finance industry.

9
Tommy W. Porter
CRD#: 2198860
1450 Raleigh Road - Suite 204, Chapel Hill, NC 27517
93
Wealthminder
score

Tommy Porter (CRD# 2198860) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Chapel Hill, NC and has over 26 years of experience in the finance industry.

10
James A. Sloop
CRD#: 4749806
1450 Raleigh Road - Suite 204, Chapel Hill, NC 27517
93
Wealthminder
score

James Sloop (CRD# 4749806) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Chapel Hill, NC and has over 13 years of experience in the finance industry.

1 2 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.