Galvin, Gaustad & Stein, LLC

Galvin, Gaustad & Stein, LLC (CRD# 153410) is a financial advisory firm headquartered in Scottsdale, AZ. They manage $522,368,153 in 985 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    522
    MILLION
  • Total Number of Accounts
    985
    ACCOUNTS
  • Average Account Value
    $530,323
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, ID, NM, NV, OH, TX, WA

Financial Advisors at Galvin, Gaustad & Stein, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Mark P. Stein
CRD#: 1153586
7377 E. Doubletree Ranch Road, Suite 250, Scottsdale, AZ 85258
96
Wealthminder
score

Mark Stein (CRD# 1153586) is an Investment Advisor Representative working at Galvin, Gaustad & Stein, LLC in Scottsdale, AZ and has over 25 years of experience in the finance industry. Mark Stein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jordan M. Galvin
CRD#: 5790360
7377 E. Doubletree Ranch Road, Suite 250, Scottsdale, AZ 85258
93
Wealthminder
score

Jordan Galvin (CRD# 5790360) is an Investment Advisor Representative working at Galvin, Gaustad & Stein, LLC in Scottsdale, AZ and has over 6 years of experience in the finance industry.

3
Stephen R. Galvin
CRD#: 1346615
7377 E. Doubletree Ranch Road, Suite 250, Scottsdale, AZ 85258
93
Wealthminder
score

Stephen Galvin (CRD# 1346615) is an Investment Advisor Representative working at Galvin, Gaustad & Stein, LLC in Scottsdale, AZ and has over 18 years of experience in the finance industry.

4
Stephen Gaustad
CRD#: 1150891
7377 E. Doubletree Ranch Road, Suite 250, Scottsdale, AZ 85258
93
Wealthminder
score

Stephen Gaustad (CRD# 1150891) is an Investment Advisor Representative working at Galvin, Gaustad & Stein, LLC in Scottsdale, AZ and has over 22 years of experience in the finance industry.

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