Geneva Advisors, LLC

Geneva Advisors, LLC (CRD# 121629) is a financial advisory firm headquartered in Chicago, IL. They manage $7,825,269,163 in 13,564 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,825
    MILLION
  • Total Number of Accounts
    13,564
    ACCOUNTS
  • Average Account Value
    $576,915
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Geneva Advisors, LLC
Showing 1 - 10 of 65 top financial advisors.
1
Martin A. Brown
CRD#: 2745651
181 W. Madison St, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Martin Brown (CRD# 2745651) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 13 years of experience in the finance industry.

2
Mark J. Cassell
CRD#: 1964656
181 W. Madison St, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Mark Cassell (CRD# 1964656) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 28 years of experience in the finance industry.

3
Daniel P. Delany
CRD#: 2403887
181 W. Madison St, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Daniel Delany (CRD# 2403887) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 23 years of experience in the finance industry.

4
Amit Dhawan
CRD#: 4439874
181 West Madison, Suite 3750, Chicago, IL 60602
96
Wealthminder
score

Amit Dhawan (CRD# 4439874) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

5
Tina M. Frey
CRD#: 734300
181 W. Madison St, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Tina Frey (CRD# 734300) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 35 years of experience in the finance industry. Tina Frey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Bruce L. Klein
CRD#: 1588544
181 West Madison, Suite 3575, Chicago, IL 60602
96
Wealthminder
score

Bruce Klein (CRD# 1588544) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 30 years of experience in the finance industry.

7
Michael E. Mortell
CRD#: 1214352
181 W. Madison Street, Suite 3575, Chicago, IL 60602
96
Wealthminder
score

Michael Mortell (CRD# 1214352) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 21 years of experience in the finance industry. Michael Mortell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Judith M. Nicchetta
CRD#: 2134099
181 W. Madison St, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Judith Nicchetta (CRD# 2134099) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 26 years of experience in the finance industry. Judith Nicchetta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Thomas S. Postek
CRD#: 366272
181 West Madison, Suite 3750, Chicago, IL 60602
96
Wealthminder
score

Thomas Postek (CRD# 366272) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 35 years of experience in the finance industry.

10
Matthew K. Scherer
CRD#: 2833362
181 W. Madison St, 35th Floor, Chicago, IL 60602
96
Wealthminder
score

Matthew Scherer (CRD# 2833362) is an Investment Advisor Representative working at Geneva Advisors, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

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