Golden State Wealth Management, LLC

Golden State Wealth Management, LLC (CRD# 167995) is a financial advisory firm headquartered in Santa Ana, CA. They manage $545,000,000 in 4,662 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    545
    MILLION
  • Total Number of Accounts
    4,662
    ACCOUNTS
  • Average Account Value
    $116,903
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, KS, LA, NV, TN, TX, VA, WA

Financial Advisors at Golden State Wealth Management, LLC
Showing 1 - 10 of 28 top financial advisors.
1
Johnny A. Ceballos
CRD#: 5330577
201 E. Sandpointe Avenue, #460, Santa Ana, CA 92707
96
Wealthminder
score

Johnny Ceballos (CRD# 5330577) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Santa Ana, CA and has over 10 years of experience in the finance industry. Johnny Ceballos has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Ashley E. Curiel
CRD#: 4661466
6580 Oakmont Drive, Suite B, Santa Rosa, CA 95409
96
Wealthminder
score

Ashley Curiel (CRD# 4661466) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Santa Rosa, CA and has over 11 years of experience in the finance industry. Ashley Curiel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Katherine K. Stellar
CRD#: 3181468
65 Enterprise, Techspace Building3rd Floor, Aliso Viejo, CA 92656
96
Wealthminder
score

Katherine Stellar (CRD# 3181468) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Aliso Viejo, CA and has over 19 years of experience in the finance industry. Katherine Stellar has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Bradley L. Fallon
CRD#: 5159619
201 E. Sandpointe Avenue, #460, Santa Ana, CA 92707
93
Wealthminder
score

Bradley Fallon (CRD# 5159619) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Santa Ana, CA and has over 11 years of experience in the finance industry.

5
Andrew C. Fiscina
CRD#: 5915264
201 E. Sandpointe Avenue, #460, Santa Ana, CA 92707
93
Wealthminder
score

Andrew Fiscina (CRD# 5915264) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Santa Ana, CA and has over 6 years of experience in the finance industry.

6
James D. Goetz
CRD#: 6055183
201 E. Sandpointe Avenue, #460, Santa Ana, CA 92707
93
Wealthminder
score

James Goetz (CRD# 6055183) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Santa Ana, CA and has over 5 years of experience in the finance industry.

7
Scott C. Harris
CRD#: 2516998
201 E. Sandpointe Avenue, #460, Santa Ana, CA 92707
93
Wealthminder
score

Scott Harris (CRD# 2516998) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Santa Ana, CA and has over 23 years of experience in the finance industry.

8
Patrick M. Jeffs-Catone
CRD#: 5738008
19800 Macarthur Blvd, Suite 855, Irvine, CA 92612
93
Wealthminder
score

Patrick Jeffs-Catone (CRD# 5738008) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Irvine, CA and has over 6 years of experience in the finance industry.

9
Reesuk I. Kim
CRD#: 2469728
1841 Crenshaw Boulevard, #423, Torrance, CA 90501
93
Wealthminder
score

Reesuk Kim (CRD# 2469728) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Torrance, CA and has over 23 years of experience in the finance industry.

10
Gabriella I. Lundqvist
CRD#: 5391367
5930 Granite Lake Drive, Suite 130, Granite Bay, CA 95746
93
Wealthminder
score

Gabriella Lundqvist (CRD# 5391367) is an Investment Advisor Representative working at Golden State Wealth Management, LLC in Granite Bay, CA and has over 10 years of experience in the finance industry.

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