Good Harbor Financial

Good Harbor Financial (CRD# 127351) is a financial advisory firm headquartered in Chicago, IL. They manage $373,438,030 in 809 accounts and serve the financial needs of clients across 22 states (or territories).

By the Numbers
  • Total Assets Under Management
    373
    MILLION
  • Total Number of Accounts
    809
    ACCOUNTS
  • Average Account Value
    $461,604
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, GA, IL, IN, KS, MA, MI, MN, MO, NC, NJ, NY, OH, OR, PA, TN, TX, VA, WA, WI

Financial Advisors at Good Harbor Financial
Showing 1 - 3 of 3 top financial advisors.
1
David C. Armstrong
CRD#: 5844434
30 South Wacker Drive, Suite 1300, Chicago, IL 60606
93
Wealthminder
score

David Armstrong (CRD# 5844434) is an Investment Advisor Representative working at Good Harbor Financial in Chicago, IL and has over 7 years of experience in the finance industry.

2
Neil R. Peplinski
CRD#: 4673461
30 South Wacker Drive, Suite 1300, Chicago, IL 60606
93
Wealthminder
score

Neil Peplinski (CRD# 4673461) is an Investment Advisor Representative working at Good Harbor Financial in Chicago, IL and has over 14 years of experience in the finance industry.

3
Thomas Hines
CRD#: 2347817
30 South Wacker Drive, Suite 1300, Chicago, IL 60606
83
Wealthminder
score

Thomas Hines (CRD# 2347817) is an Investment Advisor Representative working at Good Harbor Financial in Chicago, IL and has over 24 years of experience in the finance industry.

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