Guggenheim Investments

Guggenheim Investments (CRD# 105477) is a financial advisory firm headquartered in New York, NY. They manage $8,703,585,833 in 138 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    8,704
    MILLION
  • Total Number of Accounts
    138
    ACCOUNTS
  • Average Account Value
    $63,069,463
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Guggenheim Investments
Showing 11 - 20 of 46 top financial advisors.
11
Dru F. Girard
CRD#: 5338959
330 Madison Avenue, 10th Floor, New York, NY 10017

Dru Girard (CRD# 5338959) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 16 years of experience in the finance industry.

12
Adam J. Godlewski
CRD#: 6535696
330 Madison Avenue, 10th Floor, New York, NY 10017

Adam Godlewski (CRD# 6535696) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 8 years of experience in the finance industry.

13
Geri Herro
CRD#: 6256472
227 West Monroe Street, 7th Floor, Chicago, IL 60606

Geri Herro (CRD# 6256472) is an Investment Advisor Representative working at Guggenheim Investments in Chicago, IL and has over 10 years of experience in the finance industry.

14
Michael Hoare
CRD#: 6354177
330 Madison Avenue, 10th Floor, New York, NY 10017

Michael Hoare (CRD# 6354177) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 8 years of experience in the finance industry.

15
Tyler L. Hoff
CRD#: 5154160
330 Madison Avenue, 10th Floor, New York, NY 10017

Tyler Hoff (CRD# 5154160) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 17 years of experience in the finance industry.

16
Rachel O. Jowdy
CRD#: 5177279
Seal Beach, CA

Rachel Jowdy (CRD# 5177279) is an Investment Advisor Representative working at Guggenheim Investments in Seal Beach, CA and has over 17 years of experience in the finance industry.

17
Scott A. Larsen
CRD#: 4239309
330 Madison Avenue, 10th Floor, New York, NY 10017

Scott Larsen (CRD# 4239309) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 23 years of experience in the finance industry.

18
Catherine J. Nettles
CRD#: 5002294
330 Madison Avenue, 10th Floor, New York, NY 10017

Catherine Nettles (CRD# 5002294) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 18 years of experience in the finance industry.

19
Nicholas D. Orsi
CRD#: 5567647
330 Madison Avenue, 10th Floor, New York, NY 10017

Nicholas Orsi (CRD# 5567647) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 15 years of experience in the finance industry.

20
Jonathan D. Panosh
CRD#: 6074603
330 Madison Avenue, 10th Floor, New York, NY 10017

Jonathan Panosh (CRD# 6074603) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 11 years of experience in the finance industry.

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