Guggenheim Investments

Guggenheim Investments (CRD# 105477) is a financial advisory firm headquartered in New York, NY. They manage $11,255,391,581 in 138 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    11,255
    MILLION
  • Total Number of Accounts
    138
    ACCOUNTS
  • Average Account Value
    $81,560,809
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Guggenheim Investments
Showing 21 - 30 of 45 top financial advisors.
21
Christopher V. Parisi
CRD#: 2410528
330 Madison Avenue, 10th Floor, New York, NY 10017

Christopher Parisi (CRD# 2410528) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 30 years of experience in the finance industry.

22
Lee T. Personeni
CRD#: 2157742
330 Madison Avenue, 10th Floor, New York, NY 10017

Lee Personeni (CRD# 2157742) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 26 years of experience in the finance industry.

23
Kurt A. Petricek
CRD#: 4861974
Phoenix, AZ

Kurt Petricek (CRD# 4861974) is an Investment Advisor Representative working at Guggenheim Investments in Phoenix, AZ and has over 19 years of experience in the finance industry.

24
Matthew R. Petrizzo
CRD#: 4853470
227 West Monroe, 6th Floor, Chicago, IL 60606

Matthew Petrizzo (CRD# 4853470) is an Investment Advisor Representative working at Guggenheim Investments in Chicago, IL and has over 19 years of experience in the finance industry.

25
Anthony Piazza
CRD#: 1524001
330 Madison Avenue, 10th Floor, New York, NY 10017

Anthony Piazza (CRD# 1524001) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 34 years of experience in the finance industry.

26
Carl R. Resnick
CRD#: 1912294
330 Madison Avenue, 10th Floor, New York, NY 10017

Carl Resnick (CRD# 1912294) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 30 years of experience in the finance industry.

27
Adam M. Sall
CRD#: 4511934
330 Madison Avenue, 10th Floor, New York, NY 10017

Adam Sall (CRD# 4511934) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 21 years of experience in the finance industry.

28
Philip P. Schrode
CRD#: 4549371
Villanova, PA

Philip Schrode (CRD# 4549371) is an Investment Advisor Representative working at Guggenheim Investments in Villanova, PA and has over 21 years of experience in the finance industry.

29
Jacob C. Schultz
CRD#: 5795012
330 Madison Avenue, 10th Floor, New York, NY 10017

Jacob Schultz (CRD# 5795012) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 12 years of experience in the finance industry.

30
Anthony J. Sendra
CRD#: 4360806
330 Madison Avenue, 10th Floor, New York, NY 10017

Anthony Sendra (CRD# 4360806) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 23 years of experience in the finance industry.

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