Guggenheim Investments

Guggenheim Investments (CRD# 105477) is a financial advisory firm headquartered in New York, NY. They manage $11,255,391,581 in 138 accounts and serve the financial needs of clients across 53 states (or territories).

Current Firm Details
330 Madison Avenue, 10th Floor, New York, NY 10017
http://www.guggenheiminvestments.com
By the Numbers
  • Total Assets Under Management
    11,255
    MILLION
  • Total Number of Accounts
    138
    ACCOUNTS
  • Average Account Value
    $81,560,809
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Guggenheim Investments
Showing 41 - 45 of 45 top financial advisors.
41
William Costigan, financial advisor New York NY
William J. Costigan
CRD#: 5600574
330 Madison Avenue, 10th Floor, New York, NY 10017

William Costigan (CRD# 5600574) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has 1 year of experience in the finance industry.

42
Joseph Direnzo, financial advisor New York NY
Joseph R. Direnzo
CRD#: 7404205
330 Madison Avenue, 10th Floor, New York, NY 10017

Joseph Direnzo (CRD# 7404205) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has 1 year of experience in the finance industry.

43
Claire Hemmelgarn, financial advisor Chicago IL
Claire K. Hemmelgarn
CRD#: 7807098
227 West Monroe St, 7th Floor, Chicago, IL 60606

Claire Hemmelgarn (CRD# 7807098) is an Investment Advisor Representative working at Guggenheim Investments in Chicago, IL and has 1 year of experience in the finance industry.

44
Alexander Recker, financial advisor New York NY
Alexander Recker
CRD#: 7581469
330 Madison Avenue, 10th Floor, New York, NY 10017

Alexander Recker (CRD# 7581469) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has 1 year of experience in the finance industry.

45
Nicholas Zelenika, financial advisor New York NY
Nicholas P. Zelenika
CRD#: 7381173
330 Madison Avenue, 10th Floor, New York, NY 10017

Nicholas Zelenika (CRD# 7381173) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has 1 year of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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