Aw Securities

Aw Securities (CRD# 103747) is a financial advisory firm headquartered in Folsom, CA. They serve the financial needs of clients across 1 states (or territories).

Current Firm Details
340 Palladio Pkwy., Suite 501, Folsom, CA 95630
By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Aw Securities
Showing 1 - 8 of 8 top financial advisors.
1
Kathleen Carpenter, financial advisor Folsom CA
Kathleen M. Carpenter
CRD#: 2204356
340 Palladio Pkwy, Suite 501, Folsom, CA 95630

Kathleen Carpenter (CRD# 2204356) is an Investment Advisor Representative working at Aw Securities in Folsom, CA and has over 32 years of experience in the finance industry.

2
Kevin Duffy, financial advisor Folsom CA
Kevin M. Duffy
CRD#: 2673236
340 Palladio Pkwy, Suite 501, Folsom, CA 95630

Kevin Duffy (CRD# 2673236) is an Investment Advisor Representative working at Aw Securities in Folsom, CA and has over 22 years of experience in the finance industry.

3
Patrick Henry, financial advisor Sacramento CA
Patrick A. Henry
CRD#: 1781345
8775 Folsom Boulevard, Suite 100, Sacramento, CA 95826

Patrick Henry (CRD# 1781345) is an Investment Advisor Representative working at Aw Securities in Sacramento, CA and has over 24 years of experience in the finance industry.

4
Benjamin Knight, financial advisor Folsom CA
Benjamin D. Knight
CRD#: 5312758
340 Palladio Pkwy, Suite 501, Folsom, CA 95630

Benjamin Knight (CRD# 5312758) is an Investment Advisor Representative working at Aw Securities in Folsom, CA and has over 16 years of experience in the finance industry.

5
Hugh Phillips, financial advisor Folsom CA
Hugh B. Phillips
CRD#: 1816426
340 Palladio Pkwy, Suite 501, Folsom, CA 95630

Hugh Phillips (CRD# 1816426) is an Investment Advisor Representative working at Aw Securities in Folsom, CA and has over 26 years of experience in the finance industry.

6
Daniel Rausch, financial advisor Folsom CA
Daniel W. Rausch
CRD#: 5636455
340 Palladio Pkwy, Suite 501, Folsom, CA 95630

Daniel Rausch (CRD# 5636455) is an Investment Advisor Representative working at Aw Securities in Folsom, CA and has over 9 years of experience in the finance industry.

7
Cheyenne Walker, financial advisor Folsom CA
Cheyenne G. Walker
CRD#: 4260856
340 Palladio Pkwy, Suite 501, Folsom, CA 95630

Cheyenne Walker (CRD# 4260856) is an Investment Advisor Representative working at Aw Securities in Folsom, CA and has over 18 years of experience in the finance industry.

8
Beau McGuire, financial advisor Folsom CA
Beau D. McGuire
CRD#: 6926854
340 Palladio Pkwy, Suite 501, Folsom, CA 95630

Beau McGuire (CRD# 6926854) is an Investment Advisor Representative working at Aw Securities in Folsom, CA and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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