Hazel Financial, Plc

Hazel Financial, Plc (CRD# 170765) is a financial advisory firm headquartered in Tempe, AZ. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Hazel Financial, Plc
Showing 1 - 1 of 1 top financial advisors.
Stephen J. Hazel
CRD#: 5581727
2131 E. Broadway Road, Suite 6, Tempe, AZ 85282

Stephen Hazel (CRD# 5581727) is an Investment Advisor Representative working at Hazel Financial, Plc in Tempe, AZ and has over 7 years of experience in the finance industry. Stephen Hazel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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