Heacock & Jones Financial Services, Inc.

Heacock & Jones Financial Services, Inc. (CRD# 115762) is a financial advisory firm headquartered in Dubuque, IA. They manage $229,649,126 in 486 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    230
    MILLION
  • Total Number of Accounts
    486
    ACCOUNTS
  • Average Account Value
    $472,529
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, IA, IL, MN, NE, WI

Financial Advisors at Heacock & Jones Financial Services, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Gary L. Breitbarth
CRD#: 3087498
Onawa, IA
93
Wealthminder
score

Gary Breitbarth (CRD# 3087498) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Onawa, IA and has over 19 years of experience in the finance industry.

2
Paul J. Heacock
CRD#: 1776864
1545 Associates Drive, Suite #102, Dubuque, IA 52002
93
Wealthminder
score

Paul Heacock (CRD# 1776864) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has over 28 years of experience in the finance industry.

3
Douglas D. Koopmann
CRD#: 2467030
1545 Associates Drive, Suite 102, Dubuque, IA 52002
93
Wealthminder
score

Douglas Koopmann (CRD# 2467030) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has over 23 years of experience in the finance industry.

4
Sharon K. Kluesner
CRD#: 4467002
1545 Associates Drive, Suite #102, Dubuque, IA 52002
87
Wealthminder
score

Sharon Kluesner (CRD# 4467002) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has 1 year of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.