Heacock & Jones Financial Services, Inc.

Heacock & Jones Financial Services, Inc. (CRD# 115762) is a financial advisory firm headquartered in Dubuque, IA. They manage $349,160,157 in 484 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details

1545 Associates Drive, Suite 102, Dubuque, IA 52002

http://www.heacockjones.com

By the Numbers

Total Assets Under Management

349

MILLION
Total Number of Accounts

484

ACCOUNTS
Average Account Value

$721,405

Compensation Options

A percentage of assets under your management
Hourly charges
Fixed fees (other than subscription fees)

Advisory Services Offered

Portfolio management for individuals and/or small businesses
Portfolio management for businesses (other than small businesses) or institutional clients

Types of Clients

Registered States

Registered Investment Advisor

Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, IA, IL, MN, TX, WI

Financial Advisors at Heacock & Jones Financial Services, Inc.

Showing 1 - 7 of 7 top financial advisors.

Gary L. Breitbarth

CRD#: 3087498

Onawa, IA

Gary Breitbarth (CRD# 3087498) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Onawa, IA and has over 22 years of experience in the finance industry.

Eric A. Flores

CRD#: 6719489

1545 Associates Drive, Suite 102, Dubuque, IA 52002

Eric Flores (CRD# 6719489) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has over 3 years of experience in the finance industry.

Paul J. Heacock

CRD#: 1776864

1545 Associates Drive, Suite #102, Dubuque, IA 52002

Paul Heacock (CRD# 1776864) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has over 31 years of experience in the finance industry.

Sharon K. Kluesner

CRD#: 4467002

1545 Associates Drive, Suite #102, Dubuque, IA 52002

Sharon Kluesner (CRD# 4467002) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has 1 year of experience in the finance industry.

Douglas D. Koopmann

CRD#: 2467030

1545 Associates Drive, Suite 102, Dubuque, IA 52002

Douglas Koopmann (CRD# 2467030) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has over 26 years of experience in the finance industry.

Regan M. Takes

CRD#: 7051573

1545 Associates Drive, Suite 102, Dubuque, IA 52002

Regan Takes (CRD# 7051573) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has 1 year of experience in the finance industry.

Jenna M. Walleser

CRD#: 7188086

1545 Associates Drive, Suite 102, Dubuque, IA 52002

Jenna Walleser (CRD# 7188086) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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