Heacock & Jones Financial Services, Inc.

Heacock & Jones Financial Services, Inc. (CRD# 115762) is a financial advisory firm headquartered in Dubuque, IA. They manage $229,649,126 in 486 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details
1545 Associates Drive, Suite 102, Dubuque, IA 52002
By the Numbers
  • Total Assets Under Management
    230
    MILLION
  • Total Number of Accounts
    486
    ACCOUNTS
  • Average Account Value
    $472,529
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, IA, IL, MN, NE, WI

Financial Advisors at Heacock & Jones Financial Services, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Gary Breitbarth, financial advisor Onawa IA
Gary L. Breitbarth
CRD#: 3087498
Onawa, IA
93
Wealthminder
score

Gary Breitbarth (CRD# 3087498) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Onawa, IA and has over 19 years of experience in the finance industry.

2
Paul Heacock, financial advisor Dubuque IA
Paul J. Heacock
CRD#: 1776864
1545 Associates Drive, Suite #102, Dubuque, IA 52002
93
Wealthminder
score

Paul Heacock (CRD# 1776864) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has over 28 years of experience in the finance industry.

3
Douglas Koopmann, financial advisor Dubuque IA
Douglas D. Koopmann
CRD#: 2467030
1545 Associates Drive, Suite 102, Dubuque, IA 52002
93
Wealthminder
score

Douglas Koopmann (CRD# 2467030) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has over 22 years of experience in the finance industry.

4
Sharon Kluesner, financial advisor Dubuque IA
Sharon K. Kluesner
CRD#: 4467002
1545 Associates Drive, Suite #102, Dubuque, IA 52002
87
Wealthminder
score

Sharon Kluesner (CRD# 4467002) is an Investment Advisor Representative working at Heacock & Jones Financial Services, Inc. in Dubuque, IA and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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