Heritage Wealth Management

Heritage Wealth Management (CRD# 122394) is a financial advisory firm headquartered in Houston, TX. They manage $113,054,954 in 355 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    113
    MILLION
  • Total Number of Accounts
    355
    ACCOUNTS
  • Average Account Value
    $318,465
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

TX

Financial Advisors at Heritage Wealth Management
Showing 1 - 3 of 3 top financial advisors.
1
Brett S. Carleton
CRD#: 2058241
4400 Post Oak Parkway, Suite 2510, Houston, TX 77027
96
Wealthminder
score

Brett Carleton (CRD# 2058241) is an Investment Advisor Representative working at Heritage Wealth Management in Houston, TX and has over 26 years of experience in the finance industry. Brett Carleton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Ian A. Harris
CRD#: 5523431
4400 Post Oak Parkway, Suite 2510, Houston, TX 77027
96
Wealthminder
score

Ian Harris (CRD# 5523431) is an Investment Advisor Representative working at Heritage Wealth Management in Houston, TX and has over 8 years of experience in the finance industry. Ian Harris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Kevin A. Nelson
CRD#: 4819421
4400 Post Oak Parkway, Suite 2510, Houston, TX 77027
90
Wealthminder
score

Kevin Nelson (CRD# 4819421) is an Investment Advisor Representative working at Heritage Wealth Management in Houston, TX and has 1 year of experience in the finance industry. Kevin Nelson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.