Hilltop Securities Inc.

Hilltop Securities Inc. (CRD# 6220) is a financial advisory firm headquartered in Dallas, TX. They manage $927,199,346 in 3,659 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    927
    MILLION
  • Total Number of Accounts
    3,659
    ACCOUNTS
  • Average Account Value
    $253,402
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Hilltop Securities Inc.
Showing 1 - 10 of 161 top financial advisors.
1
Joan G. Lawson
CRD#: 1867097
1201 Elm St, Suite 3500, Dallas, TX 75270
96
Wealthminder
score

Joan Lawson (CRD# 1867097) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 25 years of experience in the finance industry. Joan Lawson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Gary S. Waller
CRD#: 4531813
50 California Street, Suite 2650, San Francisco, CA 94111
96
Wealthminder
score

Gary Waller (CRD# 4531813) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Francisco, CA and has over 14 years of experience in the finance industry. Gary Waller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Walter J. Anthony
CRD#: 2732626
1110 E Highway 114, Suite 110, Southlake, TX 76092
93
Wealthminder
score

Walter Anthony (CRD# 2732626) is an Investment Advisor Representative working at Hilltop Securities Inc. in Southlake, TX and has over 20 years of experience in the finance industry.

4
Clint L. Auttonberry
CRD#: 3226238
2450 South Shore Blvd., Suite 220, League City, TX 77573
93
Wealthminder
score

Clint Auttonberry (CRD# 3226238) is an Investment Advisor Representative working at Hilltop Securities Inc. in League City, TX and has over 14 years of experience in the finance industry.

5
Diane T. Binford
CRD#: 1017153
8201 Preston Rd., Suite 600, Dallas, TX 75225
93
Wealthminder
score

Diane Binford (CRD# 1017153) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 35 years of experience in the finance industry.

6
Efrain F. Borenstein
CRD#: 1931739
8350 Wilshire Blvd, Suite 300, Beverly Hills, CA 90211
93
Wealthminder
score

Efrain Borenstein (CRD# 1931739) is an Investment Advisor Representative working at Hilltop Securities Inc. in Beverly Hills, CA and has over 25 years of experience in the finance industry.

7
Parker W. Brean
CRD#: 5507026
750 B Street, Suite 3100, San Diego, CA 92101
93
Wealthminder
score

Parker Brean (CRD# 5507026) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Diego, CA and has over 8 years of experience in the finance industry.

8
Jan Bryan
CRD#: 735142
24600 Silver Cloud Ct., Suite 200, Monterey, CA 93940
93
Wealthminder
score

Jan Bryan (CRD# 735142) is an Investment Advisor Representative working at Hilltop Securities Inc. in Monterey, CA and has over 20 years of experience in the finance industry.

9
Ronald D. Calvin
CRD#: 1155195
White Salmon, WA
93
Wealthminder
score

Ronald Calvin (CRD# 1155195) is an Investment Advisor Representative working at Hilltop Securities Inc. in White Salmon, WA and has over 32 years of experience in the finance industry.

10
Michael E. Campbell
CRD#: 727214
8201 Preston Rd., Suite 600, Dallas, TX 75225
93
Wealthminder
score

Michael Campbell (CRD# 727214) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 35 years of experience in the finance industry.

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