Hilltop Securities Inc.

Hilltop Securities Inc. (CRD# 6220) is a financial advisory firm headquartered in Dallas, TX. They manage $918,133,210 in 3,114 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    918
    MILLION
  • Total Number of Accounts
    3,114
    ACCOUNTS
  • Average Account Value
    $294,840
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Hilltop Securities Inc.
Showing 1 - 10 of 184 top financial advisors.
1
Javier J. Cardenas
CRD#: 4133195
2999 Douglas Blvd., Suite 220, Roseville, CA 95661
96
Wealthminder
score

Javier Cardenas (CRD# 4133195) is an Investment Advisor Representative working at Hilltop Securities Inc. in Roseville, CA and has over 18 years of experience in the finance industry. Javier Cardenas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Joan G. Lawson
CRD#: 1867097
1201 Elm St, Suite 3500, Dallas, TX 75270
96
Wealthminder
score

Joan Lawson (CRD# 1867097) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 27 years of experience in the finance industry. Joan Lawson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Gary S. Waller
CRD#: 4531813
50 California Street, Suite 2650, San Francisco, CA 94111
96
Wealthminder
score

Gary Waller (CRD# 4531813) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Francisco, CA and has over 15 years of experience in the finance industry. Gary Waller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Thomas B. Allred
CRD#: 2388107
1201 Elm St, Suite 3500, Dallas, TX 75270
93
Wealthminder
score

Thomas Allred (CRD# 2388107) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 24 years of experience in the finance industry.

5
Walter J. Anthony
CRD#: 2732626
5601 Granite Parkway, Suite 300, Plano, TX 75024
93
Wealthminder
score

Walter Anthony (CRD# 2732626) is an Investment Advisor Representative working at Hilltop Securities Inc. in Plano, TX and has over 22 years of experience in the finance industry.

6
Clint L. Auttonberry
CRD#: 3226238
2450 South Shore Blvd., Suite 220, League City, TX 77573
93
Wealthminder
score

Clint Auttonberry (CRD# 3226238) is an Investment Advisor Representative working at Hilltop Securities Inc. in League City, TX and has over 16 years of experience in the finance industry.

7
Steven J. Balaban
CRD#: 1139717
704 Wall Street, Norman, OK 73069
93
Wealthminder
score

Steven Balaban (CRD# 1139717) is an Investment Advisor Representative working at Hilltop Securities Inc. in Norman, OK and has over 34 years of experience in the finance industry.

8
William A. Barton
CRD#: 4575907
1201 Elm St, Suite 3500, Dallas, TX 75270
93
Wealthminder
score

William Barton (CRD# 4575907) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 13 years of experience in the finance industry.

9
Diane T. Binford
CRD#: 1017153
8201 Preston Rd., Suite 600, Dallas, TX 75225
93
Wealthminder
score

Diane Binford (CRD# 1017153) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 36 years of experience in the finance industry.

10
Efrain F. Borenstein
CRD#: 1931739
8350 Wilshire Blvd, Suite 300, Beverly Hills, CA 90211
93
Wealthminder
score

Efrain Borenstein (CRD# 1931739) is an Investment Advisor Representative working at Hilltop Securities Inc. in Beverly Hills, CA and has over 27 years of experience in the finance industry.

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