Hilltop Securities Inc.

Hilltop Securities Inc. (CRD# 6220) is a financial advisory firm headquartered in Dallas, TX. They manage $2,019,855,669 in 4,574 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,020
    MILLION
  • Total Number of Accounts
    4,574
    ACCOUNTS
  • Average Account Value
    $441,595
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Hilltop Securities Inc.
Showing 1 - 10 of 150 top financial advisors.
1
Michael A. Agol
CRD#: 2416929
2450 South Shore Blvd., Suite 220, League City, TX 77573

Michael Agol (CRD# 2416929) is an Investment Advisor Representative working at Hilltop Securities Inc. in League City, TX and has over 27 years of experience in the finance industry.

2
John M. Allen
CRD#: 4757238
5601 Granite Parkway, Suite 300, Plano, TX 75024

John Allen (CRD# 4757238) is an Investment Advisor Representative working at Hilltop Securities Inc. in Plano, TX and has over 18 years of experience in the finance industry.

3
Thomas B. Allred
CRD#: 2388107
8201 Preston Rd., Suite 600, Dallas, TX 75225

Thomas Allred (CRD# 2388107) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 28 years of experience in the finance industry.

4
Walter J. Anthony
CRD#: 2732626
5601 Granite Parkway, Suite 300, Plano, TX 75024

Walter Anthony (CRD# 2732626) is an Investment Advisor Representative working at Hilltop Securities Inc. in Plano, TX and has over 26 years of experience in the finance industry.

5
Howard D. Arden
CRD#: 4739759
750 B Street, Suite 3100, San Diego, CA 92101

Howard Arden (CRD# 4739759) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Diego, CA and has over 18 years of experience in the finance industry.

6
Mark F. Augusta
CRD#: 1333913
2533 So Coast Highway 101, Suite 250, Cardiff By The Sea, CA 92007

Mark Augusta (CRD# 1333913) is an Investment Advisor Representative working at Hilltop Securities Inc. in Cardiff By The Sea, CA and has over 35 years of experience in the finance industry.

7
Clint L. Auttonberry
CRD#: 3226238
2450 South Shore Blvd., Suite 220, League City, TX 77573

Clint Auttonberry (CRD# 3226238) is an Investment Advisor Representative working at Hilltop Securities Inc. in League City, TX and has over 20 years of experience in the finance industry.

8
Steven J. Balaban
CRD#: 1139717
4811 Gaillardia Parkway, Suite 105, Oklahoma City, OK 73142

Steven Balaban (CRD# 1139717) is an Investment Advisor Representative working at Hilltop Securities Inc. in Oklahoma City, OK and has over 38 years of experience in the finance industry.

9
Kevin P. Barry
CRD#: 3199462
Lakewood, OH

Kevin Barry (CRD# 3199462) is an Investment Advisor Representative working at Hilltop Securities Inc. in Lakewood, OH and has over 23 years of experience in the finance industry.

10
Diane T. Binford
CRD#: 1017153
717 N. Harwood Street, Suite 3400, Dallas, TX 75201

Diane Binford (CRD# 1017153) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 40 years of experience in the finance industry.

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