Hilltop Securities Inc.

Hilltop Securities Inc. (CRD# 6220) is a financial advisory firm headquartered in Dallas, TX. They manage $1,866,292,572 in 4,546 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,866
    MILLION
  • Total Number of Accounts
    4,546
    ACCOUNTS
  • Average Account Value
    $410,535
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Hilltop Securities Inc.
Showing 31 - 40 of 136 top financial advisors.
31
Katherine E. Ehlers
CRD#: 4933352
15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA 91403

Katherine Ehlers (CRD# 4933352) is an Investment Advisor Representative working at Hilltop Securities Inc. in Sherman Oaks, CA and has over 18 years of experience in the finance industry.

32
Thomas J. Faledas
CRD#: 4570343
24560 Silver Cloud Ct., Suite 201, Monterey, CA 93940

Thomas Faledas (CRD# 4570343) is an Investment Advisor Representative working at Hilltop Securities Inc. in Monterey, CA and has over 21 years of experience in the finance industry.

33
Richard S. Feild
CRD#: 815098
7000 North Mopac Expressway, Suite 400, Austin, TX 78731

Richard Feild (CRD# 815098) is an Investment Advisor Representative working at Hilltop Securities Inc. in Austin, TX and has over 29 years of experience in the finance industry.

34
Stuart W. Ford
CRD#: 1704155
700 Milam Street, Suite 1200, Houston, TX 77002

Stuart Ford (CRD# 1704155) is an Investment Advisor Representative working at Hilltop Securities Inc. in Houston, TX and has over 36 years of experience in the finance industry.

35
Michael E. Forner
CRD#: 1226970
8201 Preston Rd., Suite 600, Dallas, TX 75225

Michael Forner (CRD# 1226970) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 40 years of experience in the finance industry.

36
Gary S. Frazeur
CRD#: 2409480
15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA 91403

Gary Frazeur (CRD# 2409480) is an Investment Advisor Representative working at Hilltop Securities Inc. in Sherman Oaks, CA and has over 30 years of experience in the finance industry.

37
Barbara Frenkel
CRD#: 727924
15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA 91403

Barbara Frenkel (CRD# 727924) is an Investment Advisor Representative working at Hilltop Securities Inc. in Sherman Oaks, CA and has over 35 years of experience in the finance industry.

38
Richard L. Galen
CRD#: 1782545
8201 Preston Rd., Suite 600, Dallas, TX 75225

Richard Galen (CRD# 1782545) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 36 years of experience in the finance industry.

39
Christopher J. Gallo
CRD#: 2278217
50 California Street, Suite 2650, San Francisco, CA 94111

Christopher Gallo (CRD# 2278217) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Francisco, CA and has over 31 years of experience in the finance industry.

40
Carol D. Garza
CRD#: 1145775
717 N. Harwood Street, Suite 3400, Dallas, TX 75201

Carol Garza (CRD# 1145775) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 40 years of experience in the finance industry.

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