Income & Asset Advisory, Inc.

Income & Asset Advisory, Inc. (CRD# 124955) is a financial advisory firm headquartered in Armonk, NY. They manage $116,003,615 in 433 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    116
    MILLION
  • Total Number of Accounts
    433
    ACCOUNTS
  • Average Account Value
    $267,907
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, CT, FL, MA, NC, NJ, NY, RI, SC, VA

Financial Advisors at Income & Asset Advisory, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
James P. McCauley
CRD#: 325350
80 Business Park Drive, Suite 108, Armonk, NY 10504

James McCauley (CRD# 325350) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 29 years of experience in the finance industry.

2
Catherine M. Newman
CRD#: 5631129
80 Business Park Drive, Suite 108, Armonk, NY 10504

Catherine Newman (CRD# 5631129) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 12 years of experience in the finance industry.

3
Derek A. Ralston
CRD#: 4130801
80 Business Park Drive, Suite 108, Armonk, NY 10504

Derek Ralston (CRD# 4130801) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 21 years of experience in the finance industry.

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