Income & Asset Advisory, Inc.

Income & Asset Advisory, Inc. (CRD# 124955) is a financial advisory firm headquartered in Armonk, NY. They manage $97,913,183 in 520 accounts and serve the financial needs of clients across 11 states (or territories).

By the Numbers
  • Total Assets Under Management
    98
    MILLION
  • Total Number of Accounts
    520
    ACCOUNTS
  • Average Account Value
    $188,295
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, FL, MA, NC, NH, NJ, NY, PA, RI, VA

Financial Advisors at Income & Asset Advisory, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Eileen M. Hawe
CRD#: 1468845
80 Business Park Drive, Suite 304, Armonk, NY 10504
93
Wealthminder
score

Eileen Hawe (CRD# 1468845) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 29 years of experience in the finance industry.

2
James P. McCauley
CRD#: 325350
80 Business Park Drive, Suite 304, Armonk, NY 10504
93
Wealthminder
score

James McCauley (CRD# 325350) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 22 years of experience in the finance industry.

3
Catherine M. Newman
CRD#: 5631129
80 Business Park Drive, Suite 304, Armonk, NY 10504
93
Wealthminder
score

Catherine Newman (CRD# 5631129) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 6 years of experience in the finance industry.

4
Derek A. Ralston
CRD#: 4130801
80 Business Park Drive, Suite 304, Armonk, NY 10504
93
Wealthminder
score

Derek Ralston (CRD# 4130801) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 15 years of experience in the finance industry.

5
Jason D. Waxler
CRD#: 1756279
80 Business Park Drive, Suite 304, Armonk, NY 10504
93
Wealthminder
score

Jason Waxler (CRD# 1756279) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 17 years of experience in the finance industry.

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