Individual Asset Management, Inc.

Individual Asset Management, Inc. (CRD# 123418) is a financial advisory firm headquartered in Menlo Park, CA. They manage $20,900,000 in 97 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    21
    MILLION
  • Total Number of Accounts
    97
    ACCOUNTS
  • Average Account Value
    $215,464
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Individual Asset Management, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Scott A. Schwartz
CRD#: 2518654
750 Menlo Avenue, Suite 200, Menlo Park, CA 94025
96
Wealthminder
score

Scott Schwartz (CRD# 2518654) is an Investment Advisor Representative working at Individual Asset Management, Inc. in Menlo Park, CA and has over 22 years of experience in the finance industry. Scott Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Dusan T. Zachystal
CRD#: 4595081
750 Menlo Avenue, Suite 200, Menlo Park, CA 94025
96
Wealthminder
score

Dusan Zachystal (CRD# 4595081) is an Investment Advisor Representative working at Individual Asset Management, Inc. in Menlo Park, CA and has over 16 years of experience in the finance industry. Dusan Zachystal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Marian T. Wellman
CRD#: 1122844
750 Menlo Avenue, Suite 200, Menlo Park, CA 94025
93
Wealthminder
score

Marian Wellman (CRD# 1122844) is an Investment Advisor Representative working at Individual Asset Management, Inc. in Menlo Park, CA and has over 25 years of experience in the finance industry.

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