Osaic Institutions, Inc.

Osaic Institutions, Inc. (CRD# 35371) is a financial advisory firm headquartered in Meriden, CT. They manage $3,626,644,800 in 8,478 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,627
    MILLION
  • Total Number of Accounts
    8,478
    ACCOUNTS
  • Average Account Value
    $427,771
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Osaic Institutions, Inc.
Showing 41 - 50 of 459 top financial advisors.
41
Emily J. Capps
CRD#: 5801675
607 Lynnhaven Pkwy, Virginia Beach, VA 23452

Emily Capps (CRD# 5801675) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Virginia Beach, VA and has over 7 years of experience in the finance industry.

42
Steven J. Carlson
CRD#: 3263340
17035 Yale Court Nw, Elk River, MN 55330

Steven Carlson (CRD# 3263340) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Elk River, MN and has over 17 years of experience in the finance industry.

43
Robert P. Carroll
CRD#: 1470313
56 Common Street, Barre, MA 01005

Robert Carroll (CRD# 1470313) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Barre, MA and has over 37 years of experience in the finance industry.

44
Daniel L. Cass
CRD#: 2210998
18448 E Lincoln Ave, Parker, CO 80134

Daniel Cass (CRD# 2210998) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Parker, CO and has over 32 years of experience in the finance industry.

45
William F. Cassidy
CRD#: 4407522
570 S Wadsworth Blvd, Lakewood, CO 80226

William Cassidy (CRD# 4407522) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Lakewood, CO and has over 15 years of experience in the finance industry.

46
Robert H. Cathcart
CRD#: 1693037
Hudson, NH

Robert Cathcart (CRD# 1693037) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Hudson, NH and has over 32 years of experience in the finance industry.

47
Charles A. Chambers
CRD#: 2011615
6752 Rock Spring Rd #100, Wilmington, NC 28405

Charles Chambers (CRD# 2011615) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Wilmington, NC and has over 34 years of experience in the finance industry.

48
Monica S. Chandra
CRD#: 4736611
12383 Lewis Street, Suite 103, Garden Grove, CA 92840

Monica Chandra (CRD# 4736611) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Garden Grove, CA and has over 19 years of experience in the finance industry.

49
Carlos M. Chapa
CRD#: 5519000
6721 Mcpherson Road, Laredo, TX 78045

Carlos Chapa (CRD# 5519000) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Laredo, TX and has over 15 years of experience in the finance industry.

50
Yi-ling Chen
CRD#: 4208890
85 Broad Street 10th Floo, New York, NY 10004

Yi-ling Chen (CRD# 4208890) is an Investment Advisor Representative working at Osaic Institutions, Inc. in New York, NY and has over 23 years of experience in the finance industry.

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