Investment & Financial Counselors, LLC

Investment & Financial Counselors, LLC (CRD# 127261) is a financial advisory firm headquartered in West Hartford, CT. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Investment & Financial Counselors, LLC
Showing 1 - 1 of 1 top financial advisors.
Rick K. Shapiro
CRD#: 4715187
998 Farmington Ave. Suite 202, West Hartford, CT 06107

Rick Shapiro (CRD# 4715187) is an Investment Advisor Representative working at Investment & Financial Counselors, LLC in West Hartford, CT and has 1 year of experience in the finance industry. Rick Shapiro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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